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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$3.9M +$359K +7,187 +10%
Jane Street
2
Jane Street
New York
$3.49M +$1.54M +30,842 +80%
Wells Fargo
3
Wells Fargo
California
$2.69M +$340K +6,798 +15%
Bank of America
4
Bank of America
North Carolina
$2.09M -$1.01M -20,147 -33%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.85M +$1.01M +20,172 +121%
UBS Group
6
UBS Group
Switzerland
$1.82M -$35.2K -705 -2%
AP
7
Advisors Preferred
Maryland
$1.79M +$637K +12,740 +55%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.75M +$1.75M +35,017 New
First Trust Advisors
9
First Trust Advisors
Illinois
$1.36M +$165K +3,309 +14%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$759K +$336K +6,726 +80%
PAM
11
Peak Asset Management
Colorado
$602K -$253K -5,063 -30%
CWM
12
Cornerstone Wealth Management
Missouri
$412K +$50.2K +1,005 +14%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$409K -$1.5K -30 -0.4%
FMP
14
Financial Management Professionals
Texas
$371K – – –
IH
15
IFC Holdings
Florida
$303K +$1K +20 +0.3%
BCI
16
Brinker Capital Investments
Pennsylvania
$273K +$56.9K +1,138 +26%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$271K +$35.9K +718 +15%
BWM
18
BerganKDV Wealth Management
Minnesota
$268K +$13.7K +274 +5%
VKH
19
Virtu KCG Holdings
New York
$234K -$447K -8,940 -66%
ACS
20
Archford Capital Strategies
Illinois
$112K – – –
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$96K +$250 +5 +0.3%
TCM
22
TD Capital Management
Tennessee
$58K +$200 +4 +0.3%
TSS
23
Two Sigma Securities
New York
– -$240K -4,852 Closed
Manulife (Manufacturers Life Insurance)
24
Manulife (Manufacturers Life Insurance)
Ontario, Canada
– -$24K -478 Closed
AG
25
Advisor Group
Arizona
– -$2K -45 Closed