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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$4.81M -$3.17M -62,706 -40%
Morgan Stanley
2
Morgan Stanley
New York
$4.54M +$549K +10,861 +14%
Wells Fargo
3
Wells Fargo
California
$2.73M +$226K +4,479 +9%
UBS Group
4
UBS Group
Switzerland
$2.54M +$587K +11,629 +30%
Jane Street
5
Jane Street
New York
$2.37M +$580K +11,485 +32%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$1.74M +$1.27M +25,068 +268%
AP
7
Advisors Preferred
Maryland
$1.56M +$101K +1,990 +7%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.21M +$172K +3,412 +17%
First Trust Advisors
9
First Trust Advisors
Illinois
$842K +$374K +7,401 +80%
PAM
10
Peak Asset Management
Colorado
$753K +$754K +14,923 New
FMP
11
Financial Management Professionals
Texas
$352K -$285K -5,634 -45%
IH
12
IFC Holdings
Florida
$329K -$29.2K -578 -8%
BFG
13
Bouchey Financial Group
New York
$260K
TF
14
Trutina Financial
Washington
$252K
Bank of New York Mellon
15
Bank of New York Mellon
New York
$238K +$238K +4,717 New
ONB
16
Old National Bancorp
Indiana
$207K
BRF
17
B. Riley Financial
California
$201K
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$201K +$201K +3,984 New
ACS
19
Archford Capital Strategies
Illinois
$113K +$113K +2,239 New
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$82K +$101 +2 +0.1%
TCM
21
TD Capital Management
Tennessee
$58K +$152 +3 +0.3%
BCI
22
Brinker Capital Investments
Pennsylvania
$45K +$31.8K +629 +232%
Citigroup
23
Citigroup
New York
$38K
MFS
24
MSI Financial Services
Massachusetts
$18K +$11.4K +225 +180%
BBHC
25
Brown Brothers Harriman & Co
New York
$1K +$1.16K +23 New