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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

SMMU

Market cap $1.18B

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	SC 1 SouthState Corp Winter Haven, Florida	$2.9M	+$2.9M	+57,591	New
2	2 Bank of America Charlotte, North Carolina	$1.89M	+$1.9M	+37,622	New
3	U 3 UBS Zurich, Switzerland	$1.8M	+$1.81M	+35,881	New
4	4 Morgan Stanley New York	$1.75M	+$1.75M	+34,785	New
5	5 Royal Bank of Canada Toronto, Ontario, Canada	$1.01M	+$1.01M	+20,040	New
6	LWI 6 Long Wharf Investors Boston, Massachusetts	$727K	+$729K	+14,450	New
7	KCG 7 Knight Capital Group	$594K	+$596K	+11,813	New
8	8 LPL Financial San Diego, California	$431K	+$433K	+8,580	New
9	9 Wells Fargo San Francisco, California	$332K	+$334K	+6,615	New
10	10 Commonwealth Equity Services Waltham, Massachusetts	$261K	+$262K	+5,192	New
11	TF 11 Trutina Financial Bellevue, Washington	$251K	+$252K	+5,000	New
12	HK 12 Horizon Kinetics New York	$201K	+$202K	+4,000	New
13	MA 13 MUFG Americas New York	$50K	+$50.4K	+1,000	New
14	MFS 14 MSI Financial Services Springfield, Massachusetts	$10K	+$9.68K	+192	New
15	NES 15 New England Securities New York	$5K	+$4.69K	+93	New
16	CFA 16 Carroll Financial Associates Charlotte, North Carolina	–	+$10.1K	+200	New