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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$3.96M +$639K +12,731 +19%
SCA
2
Stokes Capital Advisors
South Carolina
$3.87M +$3.89M +77,530 New
Wells Fargo
3
Wells Fargo
California
$3.27M +$629K +12,536 +24%
Bank of America
4
Bank of America
North Carolina
$2.82M +$419K +8,344 +17%
AP
5
Advisors Preferred
Maryland
$2.1M +$25.1K +499 +1%
Jane Street
6
Jane Street
New York
$2.05M -$2.89M -57,644 -58%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.75M +$1.41K +28 +0.1%
First Trust Advisors
8
First Trust Advisors
Illinois
$1.61M +$7.68K +153 +0.5%
UBS Group
9
UBS Group
Switzerland
$1.46M +$26.2K +522 +2%
PEA
10
Pacific Edge Advisors
California
$1.17M +$1.18M +23,500 New
RJFSA
11
Raymond James Financial Services Advisors
Florida
$791K +$243K +4,831 +44%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$738K +$391K +7,781 +111%
BCI
13
Brinker Capital Investments
Pennsylvania
$596K +$72.1K +1,435 +14%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$595K -$1.59M -31,609 -73%
CWM
15
Cornerstone Wealth Management
Missouri
$517K -$103K -2,045 -17%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$374K -$4.12K -82 -1%
RMDI
17
R.M. Davis Inc
Maine
$344K +$346K +6,900 New
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$339K – – –
BWM
19
BerganKDV Wealth Management
Minnesota
$228K +$12.2K +242 +6%
IH
20
IFC Holdings
Florida
$212K +$7.78K +155 +4%
TSS
21
Two Sigma Securities
New York
$207K +$208K +4,151 New
CCM
22
Covington Capital Management
California
$167K – – –
Citigroup
23
Citigroup
New York
$100K +$100K +2,000 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$90K -$16.6K -331 -16%
Manulife (Manufacturers Life Insurance)
25
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$82K +$4.97K +99 +6%
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