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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.18M +$282K +5,625 +7%
Jane Street
2
Jane Street
New York
$3.52M +$36.2K +721 +1%
Wells Fargo
3
Wells Fargo
California
$2.67M -$14K -278 -0.5%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$2.47M +$632K +12,590 +34%
Bank of America
5
Bank of America
North Carolina
$2.25M +$166K +3,316 +8%
UBS Group
6
UBS Group
Switzerland
$1.91M +$97.8K +1,948 +5%
AP
7
Advisors Preferred
Maryland
$1.79M +$6.03K +120 +0.3%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.75M +$1.25K +25 +0.1%
First Trust Advisors
9
First Trust Advisors
Illinois
$1.52M +$165K +3,282 +12%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$731K -$27.4K -545 -4%
CWM
11
Cornerstone Wealth Management
Missouri
$616K +$204K +4,067 +49%
BCI
12
Brinker Capital Investments
Pennsylvania
$418K +$146K +2,908 +53%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$398K -$9.49K -189 -2%
BWM
14
BerganKDV Wealth Management
Minnesota
$267K – – –
Bank of New York Mellon
15
Bank of New York Mellon
New York
$229K +$230K +4,586 New
FMP
16
Financial Management Professionals
Texas
$174K -$198K -3,942 -53%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$100K +$4.12K +82 +4%
Manulife (Manufacturers Life Insurance)
18
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$77K +$77.4K +1,542 New
TCM
19
TD Capital Management
Tennessee
$58K +$201 +4 +0.3%
UBS AM
20
UBS AM
Illinois
$13.7K +$13.8K +274 New
PAM
21
Peak Asset Management
Colorado
– -$602K -12,015 Closed
IH
22
IFC Holdings
Florida
– -$303K -6,044 Closed
RJFSA
23
Raymond James Financial Services Advisors
Florida
– -$271K -5,417 Closed
VKH
24
Virtu KCG Holdings
New York
– -$234K -4,672 Closed
ACS
25
Archford Capital Strategies
Illinois
– -$112K -2,239 Closed