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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 4.18 M +USD 282 k +5,625 +7%
Jane Street
2
Jane Street
New York
USD 3.52 M +USD 36.2 k +721 +1%
Wells Fargo
3
Wells Fargo
California
USD 2.67 M -USD 14 k -278 -0.5%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
USD 2.47 M +USD 632 k +12,590 +34%
Bank of America
5
Bank of America
North Carolina
USD 2.25 M +USD 166 k +3,316 +8%
UBS Group
6
UBS Group
Switzerland
USD 1.91 M +USD 97.8 k +1,948 +5%
Advisors Preferred
7
Advisors Preferred
Maryland
USD 1.79 M +USD 6.02 k +120 +0.3%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
USD 1.75 M +USD 1.26 k +25 +0.1%
First Trust Advisors
9
First Trust Advisors
Illinois
USD 1.52 M +USD 165 k +3,282 +12%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
USD 731 k -USD 27.4 k -545 -4%
CWM
11
Cornerstone Wealth Management
Missouri
USD 616 k +USD 204 k +4,067 +49%
Brinker Capital Investments
12
Brinker Capital Investments
Pennsylvania
USD 418 k +USD 146 k +2,908 +53%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
USD 398 k -USD 9.49 k -189 -2%
BerganKDV Wealth Management
14
BerganKDV Wealth Management
Minnesota
USD 267 k – – –
Bank of New York Mellon
15
Bank of New York Mellon
New York
USD 229 k +USD 230 k +4,586 Nuevas
Financial Management Professionals
16
Financial Management Professionals
Texas
USD 174 k -USD 198 k -3,942 -53%
Ladenburg Thalmann Financial Services
17
Ladenburg Thalmann Financial Services
Florida
USD 100 k +USD 4.12 k +82 +4%
Manulife (Manufacturers Life Insurance)
18
Manulife (Manufacturers Life Insurance)
Ontario, Canada
USD 77 k +USD 77.4 k +1,542 Nuevas
TD Capital Management
19
TD Capital Management
Tennessee
USD 58 k +USD 201 +4 +0.3%
UBS AM
20
UBS AM
Illinois
USD 13.7 k +USD 13.8 k +274 Nuevas
Peak Asset Management
21
Peak Asset Management
Colorado
– -USD 602 k -12,015 Cerradas
IFC Holdings
22
IFC Holdings
Florida
– -USD 303 k -6,044 Cerradas
Raymond James Financial Services Advisors
23
Raymond James Financial Services Advisors
Florida
– -USD 271 k -5,417 Cerradas
Virtu KCG Holdings
24
Virtu KCG Holdings
New York
– -USD 234 k -4,672 Cerradas
Archford Capital Strategies
25
Archford Capital Strategies
Illinois
– -USD 112 k -2,239 Cerradas