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State Street SPDR S&P 600 Small Cap Value ETF

290 hedge funds and large institutions have $981M invested in State Street SPDR S&P 600 Small Cap Value ETF in 2020 Q1 according to their latest regulatory filings, with 35 funds opening new positions, 123 increasing their positions, 99 reducing their positions, and 65 closing their positions.

New
Increased
Maintained
Reduced
Closed

24% more repeat investments, than reductions

Existing positions increased: 123 | Existing positions reduced: 99

1.29% less ownership

Funds ownership: 60.85%59.56% (-1.3%)

11% less funds holding

Funds holding: 326290 (-36)

22% less funds holding in top 10

Funds holding in top 10: 2318 (-5)

33% less capital invested

Capital invested by funds: $1.46B → $981M (-$480M)

46% less first-time investments, than exits

New positions opened: 35 | Existing positions closed: 65

Holders
290
Holders Change
-36
Holders Change %
-11.04%
% of All Funds
6.39%
Holding in Top 10
18
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-21.74%
% of All Funds
0.4%
New
35
Increased
123
Reduced
99
Closed
65
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
151
HighTower Advisors
Illinois
$528K -$20.5M -362,956 -96%
PCIA
152
Prime Capital Investment Advisors
Kansas
$505K -$1.18M -20,941 -63%
BWM
153
Bernicke Wealth Management
Wisconsin
$505K -$121K -2,133 -15%
SIA
154
Starfire Investment Advisers
Michigan
$494K -$79.4K -1,403 -10%
CCM
155
Carlson Capital Management
Minnesota
$493K -$3.39K -60 -0.5%
CMP
156
Courage Miller Partners
Virginia
$491K +$62.1K +1,097 +10%
WI
157
WrapManager Inc
California
$481K -$90.2K -1,594 -12%
B
158
Bailard
California
$479K +$663K +11,721 New
SAM
159
Shone Asset Management
California
$469K +$580K +10,261 New
FWM
160
Foresight Wealth Management
Utah
$467K +$56.3K +995 +10%
SMFS
161
Squar Milner Financial Services
California
$453K -$173K -3,067 -22%
LNC
162
Lincoln National Corp
Pennsylvania
$453K +$135K +2,381 +27%
EH
163
Equitable Holdings
New York
$445K +$155K +2,743 +34%
BAS
164
Brown Advisory Securities
Maryland
$444K -$56.2K -994 -8%
Thrivent Financial for Lutherans
165
Thrivent Financial for Lutherans
Minnesota
$442K
RFA
166
Reilly Financial Advisors
California
$439K -$37.6K -665 -6%
HFS
167
Howard Financial Services
Texas
$431K -$954K -16,862 -62%
WFA
168
Wellspring Financial Advisors
Ohio
$429K +$594K +10,494 New
PP
169
PDS Planning
Ohio
$418K -$911K -16,105 -61%
OPA
170
Old Port Advisors
Maine
$403K -$170K -3,006 -23%
OCM
171
One Capital Management
California
$400K -$215K -3,800 -28%
IWM
172
IHT Wealth Management
Illinois
$388K +$335K +5,918 +166%
AIC
173
Ameritas Investment Company
Nebraska
$384K +$21.1K +373 +4%
MWPCG
174
Measured Wealth Private Client Group
New Hampshire
$377K -$24.7K -437 -5%
Principal Financial Group
175
Principal Financial Group
Iowa
$361K +$88.9K +1,571 +22%

SLYV Hedge Fund Activity: Q1 2020 in Review

290 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 600 Small Cap Value ETF (SLYV) for Q1 2020, worth a combined $981M — down 33% from $1.46B a quarter earlier.

Sellers outnumbered buyers: 65 funds closed out of SLYV and 35 opened new positions — a net loss of 30 holders — while 99 trimmed existing stakes and 123 added.

The largest buyer was Financial Engines Advisors, adding an estimated $59M. The largest seller was Johanson Financial Advisors, cutting an estimated $32.7M.

  • 290 institutional investors held State Street SPDR S&P 600 Small Cap Value ETF (SLYV) as of Q1 2020, down from 326 in Q4 2019.
  • Funds reported $981M of State Street SPDR S&P 600 Small Cap Value ETF stock for Q1 2020, down 33% quarter-over-quarter.
  • 35 funds opened new State Street SPDR S&P 600 Small Cap Value ETF positions in Q1 2020 and 65 closed out, a net change of -30 holders.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF buyer in Q1 2020 was Financial Engines Advisors, an estimated $59M added.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF seller in Q1 2020 was Johanson Financial Advisors, an estimated $32.7M sold.

Based on aggregated 13F filings for Q1 2020.