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State Street SPDR S&P 600 Small Cap Value ETF

89 hedge funds and large institutions have $171M invested in State Street SPDR S&P 600 Small Cap Value ETF in 2016 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 33 increasing their positions, 28 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

117% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 6

18% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 28

7% more funds holding

Funds holding: 8389 (+6)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

12% less capital invested

Capital invested by funds: $195M → $171M (-$24.2M)

21.91% less ownership

Funds ownership: 79.99%58.08% (-22%)

Holders
89
Holders Change
+6
Holders Change %
+7.23%
% of All Funds
2.37%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
13
Increased
33
Reduced
28
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIA
51
Regal Investment Advisors
Michigan
$305K -$55.9K -1,062 -16%
SAM
52
Silvercrest Asset Management
New York
$267K -$2.63K -50 -1%
VIA
53
Vantage Investment Advisors
Pennsylvania
$256K -$50.7K -962 -17%
MWM
54
Modera Wealth Management
New Jersey
$201K -$44.3K -842 -18%
Creative Planning
55
Creative Planning
Kansas
$187K +$34.5K +656 +23%
AG
56
Advisor Group
Arizona
$179K -$375K -7,126 -68%
RFA
57
Reilly Financial Advisors
California
$169K +$2.11K +40 +1%
ASN
58
Advisory Services Network
Georgia
$162K +$63.9K +1,214 +67%
WAM
59
Wealthspire Advisors (Maryland)
Maryland
$97K +$3.37K +64 +4%
TF
60
Tompkins Financial
New York
$92K +$45.3K +860 +101%
PG
61
Patten Group
Tennessee
$81.3K
Royal Bank of Canada
62
Royal Bank of Canada
Ontario, Canada
$66K
US Bancorp
63
US Bancorp
Minnesota
$56K
WA
64
WealthTrust-Arizona
Arizona
$45K
CDIA
65
Capital Directions Investment Advisors
Georgia
$41K
Mariner
66
Mariner
Kansas
$36K +$35.4K +672 New
HDIM
67
Hanson & Doremus Investment Management
Vermont
$34K +$211 +4 +0.6%
Manulife (Manufacturers Life Insurance)
68
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$33K -$6.53K -124 -17%
AWM
69
Avior Wealth Management
Nebraska
$33K +$11.9K +226 +59%
Bank of Montreal
70
Bank of Montreal
Ontario, Canada
$29K
PNC Financial Services Group
71
PNC Financial Services Group
Pennsylvania
$28K +$1.26K +24 +5%
TAIM
72
TD Ameritrade Investment Management
Nebraska
$24K -$1.69K -32 -7%
IWMPD
73
Integrated Wealth Management (Palm Desert)
California
$21K +$21.1K +400 New
SWA
74
Sutton Wealth Advisors
Florida
$16.4K
ACM
75
Argentus Capital Management
Texas
$16K +$5.58K +106 +56%

SLYV Hedge Fund Activity: Q3 2016 in Review

89 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 600 Small Cap Value ETF (SLYV) for Q3 2016, worth a combined $171M — down 12% from $195M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new SLYV positions and 6 closed out — a net gain of 7 holders — while 33 added to existing stakes and 28 trimmed.

The largest buyer was Wealth Enhancement Advisory Services, adding an estimated $3.89M. The largest seller was TMFS Holdings, exiting entirely with an estimated $41M sold.

  • 89 institutional investors held State Street SPDR S&P 600 Small Cap Value ETF (SLYV) as of Q3 2016, up from 83 in Q2 2016.
  • Funds reported $171M of State Street SPDR S&P 600 Small Cap Value ETF stock for Q3 2016, down 12% quarter-over-quarter.
  • 13 funds opened new State Street SPDR S&P 600 Small Cap Value ETF positions in Q3 2016 and 6 closed out, a net change of +7 holders.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF buyer in Q3 2016 was Wealth Enhancement Advisory Services, an estimated $3.89M added.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF seller in Q3 2016 was TMFS Holdings, an estimated $41M sold.

Based on aggregated 13F filings for Q3 2016.