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State Street SPDR S&P 600 Small Cap Value ETF

89 hedge funds and large institutions have $171M invested in State Street SPDR S&P 600 Small Cap Value ETF in 2016 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 33 increasing their positions, 28 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

117% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 6

18% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 28

7% more funds holding

Funds holding: 8389 (+6)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

12% less capital invested

Capital invested by funds: $195M → $171M (-$24.2M)

21.91% less ownership

Funds ownership: 79.99%58.08% (-22%)

Holders
89
Holders Change
+6
Holders Change %
+7.23%
% of All Funds
2.37%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
13
Increased
33
Reduced
28
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
26
UBS Group
Switzerland
$1.31M -$90.1K -1,710 -7%
PMG
27
ProVise Management Group
Florida
$1.23M +$1.21M +22,890 New
BWM
28
Bernicke Wealth Management
Wisconsin
$1.19M -$45.5K -864 -4%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$1.1M +$73.8K +1,402 +7%
AB
30
Atlas Brown
Kentucky
$1.04M -$15.1K -286 -1%
KM
31
Kalos Management
Georgia
$1.04M -$79.9K -1,518 -7%
VFA
32
Voya Financial Advisors
Connecticut
$1M -$12.9K -244 -1%
RJA
33
Raymond James & Associates
Florida
$975K +$958K +18,188 New
Bank of New York Mellon
34
Bank of New York Mellon
New York
$872K -$16.4K -312 -2%
AssetMark Inc
35
AssetMark Inc
California
$835K +$19.9K +378 +2%
OCM
36
One Capital Management
California
$785K +$337K +6,400 +78%
FIM
37
Freedom Investment Management
Connecticut
$739K +$8.11K +154 +1%
IA
38
IFP Advisors
Florida
$717K +$64.6K +1,226 +10%
MFS
39
MSI Financial Services
Massachusetts
$624K +$106K +2,004 +21%
CCM
40
Carlson Capital Management
Minnesota
$604K
CMP
41
Courage Miller Partners
Virginia
$551K +$35.5K +674 +7%
MHS
42
M Holdings Securities
Oregon
$545K -$5.06K -96 -0.9%
JMPWA
43
JP Morgan Private Wealth Advisors
California
$508K +$499K +9,480 New
FWM
44
Frontier Wealth Management
Missouri
$502K -$101K -1,914 -17%
PH
45
Pinnacle Holdings
Oklahoma
$457K -$4.21K -80 -0.9%
WP
46
WealthSource Partners
California
$446K +$438K +8,320 New
SWP
47
Stratos Wealth Partners
Ohio
$382K +$375K +7,120 New
CFA
48
Carroll Financial Associates
North Carolina
$375K +$210K +3,990 +132%
CBB
49
Citizens Business Bank
California
$319K -$26.3K -500 -8%
Susquehanna International Group
50
Susquehanna International Group
Pennsylvania
$306K -$3.95M -74,928 -93%

SLYV Hedge Fund Activity: Q3 2016 in Review

89 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 600 Small Cap Value ETF (SLYV) for Q3 2016, worth a combined $171M — down 12% from $195M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new SLYV positions and 6 closed out — a net gain of 7 holders — while 33 added to existing stakes and 28 trimmed.

The largest buyer was Wealth Enhancement Advisory Services, adding an estimated $3.89M. The largest seller was TMFS Holdings, exiting entirely with an estimated $41M sold.

  • 89 institutional investors held State Street SPDR S&P 600 Small Cap Value ETF (SLYV) as of Q3 2016, up from 83 in Q2 2016.
  • Funds reported $171M of State Street SPDR S&P 600 Small Cap Value ETF stock for Q3 2016, down 12% quarter-over-quarter.
  • 13 funds opened new State Street SPDR S&P 600 Small Cap Value ETF positions in Q3 2016 and 6 closed out, a net change of +7 holders.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF buyer in Q3 2016 was Wealth Enhancement Advisory Services, an estimated $3.89M added.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF seller in Q3 2016 was TMFS Holdings, an estimated $41M sold.

Based on aggregated 13F filings for Q3 2016.