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State Street SPDR S&P 600 Small Cap Value ETF

66 hedge funds and large institutions have $130M invested in State Street SPDR S&P 600 Small Cap Value ETF in 2015 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 29 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

81% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 16

42% more capital invested

Capital invested by funds: $91.3M → $130M (+$38.4M)

24.04% more ownership

Funds ownership: 47.21%71.25% (+24%)

6% more funds holding

Funds holding: 6266 (+4)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
66
Holders Change
+4
Holders Change %
+6.45%
% of All Funds
1.84%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
9
Increased
29
Reduced
16
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CCM
26
Carlson Capital Management
Minnesota
$532K
Ameriprise
27
Ameriprise
Minnesota
$500K +$157K +3,124 +42%
PH
28
Pinnacle Holdings
Oklahoma
$478K +$10.2K +204 +2%
MHS
29
M Holdings Securities
Oregon
$453K -$438K -8,720 -48%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$427K +$25.4K +506 +6%
FC
31
Financial Consulate
Maryland
$332K -$13.8K -274 -4%
FIM
32
Freedom Investment Management
Connecticut
$314K +$429K +8,546 +88%
MWM
33
Modera Wealth Management
New Jersey
$295K +$313K +6,238 New
SAM
34
Silvercrest Asset Management
New York
$240K
RIA
35
Regal Investment Advisors
Michigan
$221K +$97.7K +1,946 +71%
MFS
36
MSI Financial Services
Massachusetts
$219K +$66.8K +1,330 +40%
WA
37
WealthTrust-Arizona
Arizona
$216K -$9.13M -181,764 -98%
AIG
38
American International Group
New York
$198K +$2.21K +44 +1%
Envestnet Asset Management
39
Envestnet Asset Management
Illinois
$174K +$185K +3,690 New
Creative Planning
40
Creative Planning
Kansas
$136K +$145K +2,888 New
Royal Bank of Canada
41
Royal Bank of Canada
Ontario, Canada
$107K -$48.7K -970 -30%
CG
42
Colony Group
Massachusetts
$107K
RFA
43
Reilly Financial Advisors
California
$88K +$6.73K +134 +8%
ASN
44
Advisory Services Network
Georgia
$80K -$10K -200 -11%
FCCM
45
First City Capital Management
Georgia
$73.2K +$77.8K +1,550 New
US Bancorp
46
US Bancorp
Minnesota
$53K +$1K +20 +2%
CLOS
47
Compagnie Lombard Odier SCmA
Switzerland
$51K
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
$48K +$201 +4 +0.4%
SSB
49
Sandy Spring Bank
Maryland
$36K
Citigroup
50
Citigroup
New York
$30K -$8.43K -168 -21%

SLYV Hedge Fund Activity: Q3 2015 in Review

66 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 600 Small Cap Value ETF (SLYV) for Q3 2015, worth a combined $130M — up 42% from $91.3M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new SLYV positions and 4 closed out — a net gain of 5 holders — while 29 added to existing stakes and 16 trimmed.

The largest buyer was LPL Financial, adding an estimated $2.98M. The largest seller was WealthTrust-Arizona, cutting an estimated $9.13M.

  • 66 institutional investors held State Street SPDR S&P 600 Small Cap Value ETF (SLYV) as of Q3 2015, up from 62 in Q2 2015.
  • Funds reported $130M of State Street SPDR S&P 600 Small Cap Value ETF stock for Q3 2015, up 42% quarter-over-quarter.
  • 9 funds opened new State Street SPDR S&P 600 Small Cap Value ETF positions in Q3 2015 and 4 closed out, a net change of +5 holders.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF buyer in Q3 2015 was LPL Financial, an estimated $2.98M added.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF seller in Q3 2015 was WealthTrust-Arizona, an estimated $9.13M sold.

Based on aggregated 13F filings for Q3 2015.