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State Street SPDR S&P 600 Small Cap Value ETF

41 hedge funds and large institutions have $45.9M invested in State Street SPDR S&P 600 Small Cap Value ETF in 2013 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

56% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 9

33% more capital invested

Capital invested by funds: $34.6M → $45.9M (+$11.3M)

14% more funds holding

Funds holding: 3641 (+5)

4.14% more ownership

Funds ownership: 32.69%36.83% (+4.1%)

Holders
41
Holders Change
+5
Holders Change %
+13.89%
% of All Funds
1.19%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
10
Increased
14
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
US Bancorp
26
US Bancorp
Minnesota
$160K
Creative Planning
27
Creative Planning
Kansas
$147K -$150K -2,936 -51%
ASN
28
Advisory Services Network
Georgia
$106K +$102K +2,000 New
LFG
29
LifePlan Financial Group
Ohio
$78K
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$76K -$6.96K -136 -9%
CDIA
31
Capital Directions Investment Advisors
Georgia
$61K +$5.53K +108 +10%
WA
32
WFG Advisors
Texas
$53K +$51.2K +1,000 New
M&T Bank
33
M&T Bank
New York
$40K
WEC
34
Winslow Evans & Crocker
Massachusetts
$37K +$35.8K +700 New
MFS
35
MSI Financial Services
Massachusetts
$32K +$28.7K +560 +1,120%
Bank of Montreal
36
Bank of Montreal
Ontario, Canada
$24K
Invesco
37
Invesco
Georgia
$24K
TAIM
38
TD Ameritrade Investment Management
Nebraska
$16K
S
39
SignatureFD
Georgia
$10K
VIA
40
Vantage Investment Advisors
Pennsylvania
$1K +$1.23K +24 New
DIA
41
Denver Investment Advisors
Colorado
$221 +$212K +4,148 New
Susquehanna International Group
42
Susquehanna International Group
Pennsylvania
-$5.49M -111,994 Closed
SG Americas Securities
43
SG Americas Securities
New York
-$486K -9,906 Closed
BAS
44
Brown Advisory Securities
Maryland
-$206K -4,200 Closed
BIT
45
BlackRock Institutional Trust
California
-$128K -2,608 Closed
Citigroup
46
Citigroup
New York
-$2K -44 Closed

SLYV Hedge Fund Activity: Q4 2013 in Review

41 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 600 Small Cap Value ETF (SLYV) for Q4 2013, worth a combined $45.9M — up 33% from $34.6M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new SLYV positions and 5 closed out — a net gain of 5 holders — while 14 added to existing stakes and 9 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $3.45M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $5.49M sold.

  • 41 institutional investors held State Street SPDR S&P 600 Small Cap Value ETF (SLYV) as of Q4 2013, up from 36 in Q3 2013.
  • Funds reported $45.9M of State Street SPDR S&P 600 Small Cap Value ETF stock for Q4 2013, up 33% quarter-over-quarter.
  • 10 funds opened new State Street SPDR S&P 600 Small Cap Value ETF positions in Q4 2013 and 5 closed out, a net change of +5 holders.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF buyer in Q4 2013 was Royal Bank of Canada, an estimated $3.45M added.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF seller in Q4 2013 was Susquehanna International Group, an estimated $5.49M sold.

Based on aggregated 13F filings for Q4 2013.