We are live on ! Find out more
SHM icon

State Street SPDR Nuveen ICE Short Term Municipal Bond ETF

158 hedge funds and large institutions have $1.09B invested in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in 2013 Q4 according to their latest regulatory filings, with 33 funds opening new positions, 64 increasing their positions, 36 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

136% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 14

78% more repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 36

13% more funds holding

Funds holding: 140158 (+18)

8% more capital invested

Capital invested by funds: $1.01B → $1.09B (+$79.9M)

1.55% more ownership

Funds ownership: 23.95%25.49% (+1.5%)

0% more funds holding in top 10

Funds holding in top 10: 88 (0)

Holders
158
Holders Change
+18
Holders Change %
+12.86%
% of All Funds
4.59%
Holding in Top 10
8
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.23%
New
33
Increased
64
Reduced
36
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WA
151
WFG Advisors
Texas
$22K +$22.1K +456 New
CA
152
CapWealth Advisors
Tennessee
$17K
TWA
153
TCI Wealth Advisors
Arizona
$10K
CFA
154
Carroll Financial Associates
North Carolina
$9K
EWM
155
Evercore Wealth Management
New York
$8K
RNS
156
Robert N. Shapiro
$6K
PFO
157
Pathstone Family Office
New Jersey
$4K
Northern Trust
158
Northern Trust
Illinois
$3K -$80.3K -1,655 -22%
VIA
159
Vantage Investment Advisors
Pennsylvania
$2K +$1.6K +33 New
JG
160
Jefferies Group
New York
$1K +$971 +20 New
DIA
161
Denver Investment Advisors
Colorado
$291 -$48.5K -1,000 -14%
Comerica Bank
162
Comerica Bank
Texas
-$4.38M -90,384 Closed
PAG
163
Pinnacle Advisory Group
Maryland
-$4.08M -84,291 Closed
BTS
164
BB&T Securities
Virginia
-$30.5M -63,008 Closed
NMLIC
165
Northwestern Mutual Life Insurance Company
Wisconsin
-$1.48M -30,458 Closed
WP
166
WMS Partners
Maryland
-$848K -17,505 Closed
CNB
167
City National Bank
California
-$554K -11,436 Closed
VKH
168
Virtu KCG Holdings
New York
-$344K -7,110 Closed
BCM
169
Bluefin Capital Management
New York
-$300K -6,046 Closed
PFM
170
PacWest Financial Management
Arizona
-$233K -4,820 Closed
RJT
171
Raymond James Trust
Florida
-$214K -4,423 Closed
LBG
172
Lloyds Banking Group
United Kingdom
-$164K -3,392 Closed
RIA
173
Regal Investment Advisors
Michigan
-$78K -1,617 Closed
RFA
174
Reilly Financial Advisors
California
-$4K -88 Closed
FANJ
175
Financial Architects (New Jersey)
New Jersey
-$1K -29 Closed

SHM Hedge Fund Activity: Q4 2013 in Review

158 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) for Q4 2013, worth a combined $1.09B — up 7.9% from $1.01B a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new SHM positions and 14 closed out — a net gain of 19 holders — while 64 added to existing stakes and 36 trimmed.

The largest buyer was Spruce Investment Advisors, opening a new position worth an estimated $36.8M. The largest seller was BB&T Securities, exiting entirely with an estimated $30.5M sold.

  • 158 institutional investors held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) as of Q4 2013, up from 140 in Q3 2013.
  • Funds reported $1.09B of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF stock for Q4 2013, up 7.9% quarter-over-quarter.
  • 33 funds opened new State Street SPDR Nuveen ICE Short Term Municipal Bond ETF positions in Q4 2013 and 14 closed out, a net change of +19 holders.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF buyer in Q4 2013 was Spruce Investment Advisors, an estimated $36.8M added.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF seller in Q4 2013 was BB&T Securities, an estimated $30.5M sold.

Based on aggregated 13F filings for Q4 2013.