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SPDR Nuveen ICE Short Term Municipal Bond ETF
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Overview Fund Activity

158 hedge funds and large institutions have $1.09B invested in SPDR Nuveen ICE Short Term Municipal Bond ETF in 2013 Q4 according to their latest regulatory filings, with 33 funds opening new positions, 64 increasing their positions, 36 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
158
Holders Change
+18
Holders Change %
+12.86%
% of All Funds
4.59%
Holding in Top 10
8
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.23%
New
33
Increased
64
Reduced
36
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Spruce Investment Advisors
Connecticut
$36.8M
2
U
2
UBS
Switzerland
$54.9M
3
Bank of America
3
Bank of America
North Carolina
$223M
4
Morgan Stanley
4
Morgan Stanley
New York
$102M
5
B
5
Bailard
California
$26.4M

Top Sellers

1
BTS
1
BB&T Securities
Virginia
$0
2
Lazard Asset Management
2
Lazard Asset Management
New York
$21.8M
3
KIM
3
Karpus Investment Management
New York
$14.6M
4
Comerica Bank
4
Comerica Bank
Texas
$0
5
JIR
5
James Investment Research
Ohio
$4.35M
Name Holding Trade Value Shares
Change 		Shares
Change %
WA
151
WFG Advisors
Texas
$22K +$22K +456 New
CA
152
CapWealth Advisors
Tennessee
$17K – – –
TWA
153
TCI Wealth Advisors
Arizona
$10K – – –
CFA
154
Carroll Financial Associates
North Carolina
$9K – – –
EWM
155
Evercore Wealth Management
New York
$8K – – –
RNS
156
Robert N. Shapiro
$6K – – –
PFO
157
Pathstone Family Office
New Jersey
$4K – – –
Northern Trust
158
Northern Trust
Illinois
$3K -$852 -1,655 -22%
VIA
159
Vantage Investment Advisors
Pennsylvania
$2K +$2K +33 New
JG
160
Jefferies Group
New York
$1K +$1K +20 New
DIA
161
Denver Investment Advisors
Colorado
$291 -$49 -1,000 -14%
Comerica Bank
162
Comerica Bank
Texas
– -$4.38M -90,384 Closed
PAG
163
Pinnacle Advisory Group
Maryland
– -$4.08M -84,291 Closed
BTS
164
BB&T Securities
Virginia
– -$30.5M -63,008 Closed
NMLIC
165
Northwestern Mutual Life Insurance Company
Wisconsin
– -$1.48M -30,458 Closed
WP
166
WMS Partners
Maryland
– -$848K -17,505 Closed
CNB
167
City National Bank
California
– -$554K -11,436 Closed
VKH
168
Virtu KCG Holdings
New York
– -$344K -7,110 Closed
BCM
169
Bluefin Capital Management
New York
– -$300K -6,046 Closed
PFM
170
PacWest Financial Management
Arizona
– -$233K -4,820 Closed
RJT
171
Raymond James Trust
Florida
– -$214K -4,423 Closed
LBG
172
Lloyds Banking Group
United Kingdom
– -$164K -3,392 Closed
RIA
173
Regal Investment Advisors
Michigan
– -$78K -1,617 Closed
RFA
174
Reilly Financial Advisors
California
– -$4K -88 Closed
FANJ
175
Financial Architects (New Jersey)
New Jersey
– -$1K -29 Closed
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