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State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM

178 hedge funds and large institutions have $1.31B invested in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in 2014 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 85 increasing their positions, 51 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 51

15% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 13

12% more capital invested

Capital invested by funds: $1.17B → $1.31B (+$137M)

1% more funds holding

Funds holding: 177 → 178 (+1)

0.42% more ownership

Funds ownership: 25.19% → 25.61% (+0.42%)

0% more funds holding in top 10

Funds holding in top 10: 7 → 7 (0)

Holders
178
Holders Change
+1
Holders Change %
+0.56%
% of All Funds
5.17%
Holding in Top 10
7
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.2%
New
15
Increased
85
Reduced
51
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$40.5M
2
PWAG
Polaris Wealth Advisory Group
California
+$8.96M
3
Morgan Stanley
Morgan Stanley
New York
+$8.38M
4
MAA
Managed Account Advisors
New Jersey
+$7.99M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$7.11M

Top Sellers

1
B
Bailard
California
-$7.73M
2
Bank of America
Bank of America
North Carolina
-$7.38M
3
SGCA
Steel Grove Capital Advisors
Tennessee
-$5.24M
4
PL
Plancorp LLC
Missouri
-$4.99M
5
CS
Credit Suisse
Switzerland
-$3.65M
Name Holding Trade Value Shares
Change 		Change in
Stake
CL
126
CPWM LLC
Washington
$417K -$21K -431 -5%
ACM
127
Antonetti Capital Management
Florida
$404K -$503K -10,312 -55%
RJFSA
128
Raymond James Financial Services Advisors
Florida
$392K +$31.1K +638 +9%
CAN
129
Cetera Advisor Networks
California
$382K +$6.39K +131 +2%
BWP
130
BSW Wealth Partners
Colorado
$380K +$380K +7,788 New
WA
131
Winfield Associates
Ohio
$366K – – –
ATC
132
Argent Trust Company
Louisiana
$366K +$366K +7,500 New
SB
133
Suntrust Banks
Georgia
$354K +$354K +7,260 New
WCM
134
Windsor Capital Management
Arizona
$348K -$25.4K -521 -7%
WT
135
Whittier Trust
California
$334K – – –
DIA
136
Denver Investment Advisors
Colorado
$333K – – –
FT
137
Fiduciary Trust
Massachusetts
$331K – – –
AWA
138
Arete Wealth Advisors
Illinois
$329K +$328K +6,735 New
AP
139
Advisors Preferred
Maryland
$324K +$323K +6,630 New
VKH
140
Virtu KCG Holdings
New York
$322K -$57.1K -1,172 -15%
PP
141
Palladium Partners
Virginia
$320K – – –
PAG
142
Private Advisor Group
New Jersey
$312K – – –
QCMC
143
Quantum Capital Management (California)
California
$297K -$77.1K -1,581 -21%
US Bancorp
144
US Bancorp
Minnesota
$283K -$105K -2,150 -27%
RJT
145
Raymond James Trust
Florida
$268K +$54.8K +1,125 +26%
BA
146
Boston Advisors
Massachusetts
$266K -$48.8K -1,000 -16%
Fidelity Investments
147
Fidelity Investments
Massachusetts
$259K -$64.1K -1,314 -20%
PA
148
Paracle Advisors
Washington
$258K +$259K +5,303 New
FF
149
Friedenthal Financial
New Jersey
$255K +$20.9K +428 +9%
RFC
150
Regions Financial Corp
Alabama
$255K +$254K +5,215 New
4 5
6
7 8

SHM Hedge Fund Activity: Q3 2014 in Review

178 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) for Q3 2014, worth a combined $1.31B — up 12% from $1.17B a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new SHM positions and 13 closed out — a net gain of 2 holders — while 85 added to existing stakes and 51 trimmed.

The largest buyer was PNC Financial Services Group, adding an estimated $40.5M. The largest seller was Bailard, cutting an estimated $7.73M.

  • 178 institutional investors held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) as of Q3 2014, up from 177 in Q2 2014.
  • Funds reported $1.31B of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF stock for Q3 2014, up 12% quarter-over-quarter.
  • 15 funds opened new State Street SPDR Nuveen ICE Short Term Municipal Bond ETF positions in Q3 2014 and 13 closed out, a net change of +2 holders.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF buyer in Q3 2014 was PNC Financial Services Group, an estimated $40.5M added.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF seller in Q3 2014 was Bailard, an estimated $7.73M sold.

Based on aggregated 13F filings for Q3 2014.