Winfield Associates’s State Street SPDR Nuveen ICE Short Term Municipal Bond ETF SHM Stock Holding History

Winfield Associates’s Portfolio SHM Stock Details SHM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-7,500	Closed	-$364K	–	310
2015 Q2	$364K	Hold	7,500	–	–	0.25%	84
2015 Q1	$365K	Hold	7,500	–	–	0.26%	84
2014 Q4	$364K	Hold	7,500	–	–	0.27%	87
2014 Q3	$366K	Hold	7,500	–	–	0.27%	92
2014 Q2	$364K	Buy	+7,500	New	+$365K	0.26%	93

Other funds holding SHM

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

USAA

United Services Automobile Association San Antonio, Texas $851M AUM 5.13% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Winfield Associates's SHM Position: Q3 2015 in Review

Winfield Associates sold out of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) in Q3 2015, closing a stake of 7,500 shares — an estimated $364K sold.

Winfield Associates first reported a position in SHM in Q2 2014 and held it in 5 quarters. The position peaked at $366K in Q3 2014. 209 funds tracked by Wall St. Rank hold SHM as of Q3 2015.

Winfield Associates reported no remaining State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position as of Q3 2015 after selling out during the quarter.
Winfield Associates sold 7,500 State Street SPDR Nuveen ICE Short Term Municipal Bond ETF shares in Q3 2015, an estimated $364K.
Winfield Associates first reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q2 2014 and held it in 5 quarters.
Winfield Associates's State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position peaked at $366K in Q3 2014.
209 funds tracked by Wall St. Rank held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF as of Q3 2015.

Based on Winfield Associates's 13F filing for Q3 2015, filed 6 Nov 2015.