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State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM

209 hedge funds and large institutions have $1.45B invested in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in 2015 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 70 increasing their positions, 74 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 10

38% more funds holding in top 10

Funds holding in top 10: 8 → 11 (+3)

6% more funds holding

Funds holding: 197 → 209 (+12)

4% more capital invested

Capital invested by funds: $1.4B → $1.45B (+$54M)

0.53% more ownership

Funds ownership: 26.18% → 26.71% (+0.53%)

5% less repeat investments, than reductions

Existing positions increased: 70 | Existing positions reduced: 74

Holders
209
Holders Change
+12
Holders Change %
+6.09%
% of All Funds
5.83%
Holding in Top 10
11
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+37.5%
% of All Funds
0.31%
New
24
Increased
70
Reduced
74
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$57.4M
2
CHA
Cedar Hill Associates
Illinois
+$18.8M
3
GC
Gratus Capital
Georgia
+$9.72M
4
JCM
Janney Capital Management
Pennsylvania
+$6.29M
5
UBS Group
UBS Group
Switzerland
+$5.31M

Top Sellers

Rank Fund Capital Flow
1
Citigroup
Citigroup
New York
-$8.72M
2
BCI
Brinker Capital Investments
Pennsylvania
-$6.94M
3
KIM
Karpus Investment Management
New York
-$5.94M
4
Morgan Stanley
Morgan Stanley
New York
-$4.73M
5
FIM
Freedom Investment Management
Connecticut
-$3.74M
Name Holding Trade Value Shares
Change 		Change in
Stake
PWAG
51
Polaris Wealth Advisory Group
California
$3.56M -$370K -7,617 -9%
Ameriprise
52
Ameriprise
Minnesota
$3.52M -$1.09M -22,348 -24%
ERIM
53
Eagle Ridge Investment Management
Connecticut
$3.45M +$3.45M +70,893 New
LTFS
54
Ladenburg Thalmann Financial Services
Florida
$3.39M -$912K -18,765 -21%
IAA
55
Ironsides Asset Advisors
North Carolina
$3.28M +$86.2K +1,772 +3%
LCM
56
Leisure Capital Management
California
$3.27M -$660K -13,568 -17%
Jane Street
57
Jane Street
New York
$3.27M +$3.26M +67,068 New
BWP
58
BSW Wealth Partners
Colorado
$3.24M +$429K +8,831 +15%
HCP
59
Holt Capital Partners
Texas
$3.21M -$29.2K -600 -0.9%
NPC
60
National Planning Corporation
California
$3.18M +$61.1K +1,257 +2%
MNA
61
Manning & Napier Advisors
New York
$3.15M – – –
LIM
62
Leavell Investment Management
Alabama
$3.1M -$12.2K -250 -0.4%
Millennium Management
63
Millennium Management
New York
$3.06M +$56.4K +1,159 +2%
GLA
64
Great Lakes Advisors
Illinois
$2.89M -$179K -3,674 -6%
SFM
65
Signet Financial Management
New Jersey
$2.86M +$94.1K +1,935 +3%
IF
66
Ironwood Financial
Arizona
$2.74M +$124K +2,559 +5%
CS
67
Credit Suisse
Switzerland
$2.74M -$1.07M -21,914 -28%
IH
68
IFC Holdings
Florida
$2.66M +$136K +2,795 +5%
Chevy Chase Trust
69
Chevy Chase Trust
Maryland
$2.54M +$154K +3,162 +6%
UCFA
70
United Capital Financial Advisors
Texas
$2.51M +$579K +11,914 +30%
AB
71
AT Bancorp
Iowa
$2.43M +$572K +11,756 +31%
Bank of New York Mellon
72
Bank of New York Mellon
New York
$2.35M +$65.6K +1,350 +3%
PMG
73
ProVise Management Group
Florida
$2.3M +$2.29M +47,185 New
First Trust Advisors
74
First Trust Advisors
Illinois
$2.29M +$18.9K +388 +0.8%
MA
75
Menlo Advisors
California
$2.12M +$1.77M +36,325 +505%
1 2
3
4 5

SHM Hedge Fund Activity: Q3 2015 in Review

209 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) for Q3 2015, worth a combined $1.45B — up 3.9% from $1.4B a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new SHM positions and 10 closed out — a net gain of 14 holders — while 70 added to existing stakes and 74 trimmed.

The largest buyer was Bank of America, adding an estimated $57.4M. The largest seller was Citigroup, cutting an estimated $8.72M.

  • 209 institutional investors held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) as of Q3 2015, up from 197 in Q2 2015.
  • Funds reported $1.45B of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF stock for Q3 2015, up 3.9% quarter-over-quarter.
  • 24 funds opened new State Street SPDR Nuveen ICE Short Term Municipal Bond ETF positions in Q3 2015 and 10 closed out, a net change of +14 holders.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF buyer in Q3 2015 was Bank of America, an estimated $57.4M added.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF seller in Q3 2015 was Citigroup, an estimated $8.72M sold.

Based on aggregated 13F filings for Q3 2015.