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State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM

178 hedge funds and large institutions have $1.31B invested in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in 2014 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 85 increasing their positions, 51 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 51

15% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 13

12% more capital invested

Capital invested by funds: $1.17B → $1.31B (+$137M)

1% more funds holding

Funds holding: 177 → 178 (+1)

0.42% more ownership

Funds ownership: 25.19% → 25.61% (+0.42%)

0% more funds holding in top 10

Funds holding in top 10: 7 → 7 (0)

Holders
178
Holders Change
+1
Holders Change %
+0.56%
% of All Funds
5.17%
Holding in Top 10
7
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.2%
New
15
Increased
85
Reduced
51
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$40.5M
2
PWAG
Polaris Wealth Advisory Group
California
+$8.96M
3
Morgan Stanley
Morgan Stanley
New York
+$8.38M
4
MAA
Managed Account Advisors
New Jersey
+$7.99M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$7.11M

Top Sellers

1
B
Bailard
California
-$7.73M
2
Bank of America
Bank of America
North Carolina
-$7.38M
3
SGCA
Steel Grove Capital Advisors
Tennessee
-$5.24M
4
PL
Plancorp LLC
Missouri
-$4.99M
5
CS
Credit Suisse
Switzerland
-$3.65M
Name Holding Trade Value Shares
Change 		Change in
Stake
CIM
51
Confluence Investment Management
Missouri
$3.37M +$375K +7,696 +13%
First Trust Advisors
52
First Trust Advisors
Illinois
$3.36M +$142K +2,909 +4%
CC
53
Curian Capital
Colorado
$3.25M -$98.4K -2,018 -3%
IAA
54
Ironsides Asset Advisors
North Carolina
$3.19M – – –
Millennium Management
55
Millennium Management
New York
$3.18M +$181K +3,718 +6%
MNA
56
Manning & Napier Advisors
New York
$3.17M – – –
HCP
57
Holt Capital Partners
Texas
$3.1M +$475K +9,750 +18%
IH
58
IFC Holdings
Florida
$3.09M +$2.2M +45,224 +249%
LG
59
Laidlaw Group
New York
$2.92M +$150K +3,067 +5%
LYV
60
Live Your Vision
Pennsylvania
$2.7M +$210K +4,307 +8%
LTFS
61
Ladenburg Thalmann Financial Services
Florida
$2.66M +$249K +5,101 +10%
DADC
62
D.A. Davidson & Co
Montana
$2.65M -$14.6K -300 -0.5%
UCFA
63
United Capital Financial Advisors
Texas
$2.64M -$90K -1,847 -3%
GLA
64
Great Lakes Advisors
Illinois
$2.6M -$188K -3,850 -7%
LIM
65
Leavell Investment Management
Alabama
$2.46M -$1.73M -35,500 -41%
HighTower Advisors
66
HighTower Advisors
Illinois
$2.19M +$50.6K +1,038 +2%
PGA
67
Portland Global Advisors
Maine
$2.09M +$630K +12,915 +43%
HPC
68
HM Payson & Co
Maine
$2.01M +$235K +4,823 +13%
BSW
69
Buckingham Strategic Wealth
Missouri
$1.99M +$656K +13,459 +49%
BPBT
70
Boston Private Bank & Trust
Massachusetts
$1.92M +$243K +4,985 +15%
LPT
71
Legacy Private Trust
Wisconsin
$1.92M +$439K +9,000 +30%
IPC
72
Independent Portfolio Consultants
Florida
$1.91M -$36.8K -755 -2%
AI
73
Atria Investments
North Carolina
$1.89M -$54.5K -1,118 -3%
RCAG
74
Rehmann Capital Advisory Group
Michigan
$1.82M -$531K -10,902 -23%
WTC
75
WhitTier Trust Company
Nevada
$1.54M -$55.9K -1,147 -3%
1 2
3
4 5

SHM Hedge Fund Activity: Q3 2014 in Review

178 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) for Q3 2014, worth a combined $1.31B — up 12% from $1.17B a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new SHM positions and 13 closed out — a net gain of 2 holders — while 85 added to existing stakes and 51 trimmed.

The largest buyer was PNC Financial Services Group, adding an estimated $40.5M. The largest seller was Bailard, cutting an estimated $7.73M.

  • 178 institutional investors held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) as of Q3 2014, up from 177 in Q2 2014.
  • Funds reported $1.31B of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF stock for Q3 2014, up 12% quarter-over-quarter.
  • 15 funds opened new State Street SPDR Nuveen ICE Short Term Municipal Bond ETF positions in Q3 2014 and 13 closed out, a net change of +2 holders.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF buyer in Q3 2014 was PNC Financial Services Group, an estimated $40.5M added.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF seller in Q3 2014 was Bailard, an estimated $7.73M sold.

Based on aggregated 13F filings for Q3 2014.