Curian Capital’s State Street SPDR Nuveen ICE Short Term Municipal Bond ETF SHM Stock Holding History

Curian Capital’s Portfolio SHM Stock Details SHM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-10,408	Closed	-$507K	–	317
2015 Q4	$507K	Sell	10,408 -19,379	-65%	-$944K	0.04%	279
2015 Q3	$1.45M	Sell	29,787 -27,767	-48%	-$1.35M	0.04%	306
2015 Q2	$2.79M	Sell	57,554 -5,691	-9%	-$276K	0.05%	273
2015 Q1	$3.08M	Sell	63,245 -10,087	-14%	-$491K	0.05%	267
2014 Q4	$3.56M	Buy	73,332 +6,818	+10%	+$332K	0.06%	251
2014 Q3	$3.25M	Sell	66,514 -2,018	-3%	-$98.4K	0.06%	254
2014 Q2	$3.33M	Sell	68,532 -4,542	-6%	-$221K	0.06%	247
2014 Q1	$3.54M	Sell	73,074 -22,450	-24%	-$1.09M	0.06%	250
2013 Q4	$4.64M	Sell	95,524 -54,730	-36%	-$2.66M	0.08%	211
2013 Q3	$7.28M	Buy	150,254 +10,481	+7%	+$504K	0.13%	167
2013 Q2	$6.68M	Buy	+139,773	New	+$6.78M	0.12%	160

Other funds holding SHM

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Curian Capital's SHM Position: Q1 2016 in Review

Curian Capital sold out of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) in Q1 2016, closing a stake of 10,408 shares — an estimated $507K sold.

Curian Capital first reported a position in SHM in Q2 2013 and held it in 11 quarters. The position peaked at $7.28M in Q3 2013. 215 funds tracked by Wall St. Rank hold SHM as of Q1 2016.

Curian Capital reported no remaining State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position as of Q1 2016 after selling out during the quarter.
Curian Capital sold 10,408 State Street SPDR Nuveen ICE Short Term Municipal Bond ETF shares in Q1 2016, an estimated $507K.
Curian Capital first reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q2 2013 and held it in 11 quarters.
Curian Capital's State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position peaked at $7.28M in Q3 2013.
215 funds tracked by Wall St. Rank held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF as of Q1 2016.

Based on Curian Capital's 13F filing for Q1 2016.