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State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM

227 hedge funds and large institutions have $1.55B invested in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in 2015 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 94 increasing their positions, 62 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

105% more first-time investments, than exits

New positions opened: 39 | Existing positions closed: 19

52% more repeat investments, than reductions

Existing positions increased: 94 | Existing positions reduced: 62

9% more funds holding

Funds holding: 209 → 227 (+18)

7% more capital invested

Capital invested by funds: $1.45B → $1.55B (+$94.8M)

0.7% more ownership

Funds ownership: 26.71% → 27.41% (+0.7%)

9% less funds holding in top 10

Funds holding in top 10: 11 → 10 (-1)

Holders
227
Holders Change
+18
Holders Change %
+8.61%
% of All Funds
5.95%
Holding in Top 10
10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-9.09%
% of All Funds
0.26%
New
39
Increased
94
Reduced
62
Closed
19
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BC
Brinker Capital
Pennsylvania
+$24.7M
2
Bank of America
Bank of America
North Carolina
+$22.3M
3
Kayne Anderson Rudnick Investment Management
Kayne Anderson Rudnick Investment Management
California
+$10.1M
4
UBS Group
UBS Group
Switzerland
+$8.45M
5
KIM
Karpus Investment Management
New York
+$7.13M

Top Sellers

1
B
Bailard
California
-$19.8M
2
GC
Gratus Capital
Georgia
-$9.74M
3
SI
SII Investments
Wisconsin
-$7.19M
4
FC
Financial Consulate
Maryland
-$5.68M
5
Barclays
Barclays
United Kingdom
-$4.33M
Name Holding Trade Value Shares
Change 		Change in
Stake
TNBTD
26
Trustmark National Bank Trust Department
Mississippi
$13.4M +$568K +11,654 +4%
LPL Financial
27
LPL Financial
California
$12.9M +$6.89M +141,393 +113%
Stifel Financial
28
Stifel Financial
Missouri
$11M +$4.33M +88,815 +65%
JIR
29
James Investment Research
Ohio
$10.6M +$116K +2,375 +1%
WCM
30
Windham Capital Management
Massachusetts
$9.76M -$454K -9,325 -4%
3AM
31
3D Asset Management
Connecticut
$9.29M +$165K +3,389 +2%
SCA
32
STALEY CAPITAL ADVISERS
Pennsylvania
$9.18M -$195K -4,000 -2%
PC
33
Premise Capital
Illinois
$8.88M +$4.44M +91,101 New
TFA
34
Transamerica Financial Advisors
Florida
$7.66M -$773K -15,863 -9%
NMIS
35
Northwestern Mutual Investment Services
Wisconsin
$7.05M +$563K +11,552 +9%
BTS
36
BB&T Securities
Virginia
$6.89M +$224K +4,606 +3%
Goldman Sachs
37
Goldman Sachs
New York
$6.59M +$331K +6,794 +5%
BSW
38
Buckingham Strategic Wealth
Missouri
$6.25M +$1M +20,611 +19%
JCM
39
Janney Capital Management
Pennsylvania
$6.13M -$169K -3,471 -3%
GF
40
Gerstein Fisher
New York
$5.95M +$1.95M +39,999 +49%
LWM
41
LBA Wealth Management
Florida
$5.87M +$636K +13,047 +12%
FIM
42
Freedom Investment Management
Connecticut
$5.62M +$4.78M +98,125 +572%
AIM
43
Allen Investment Management
New York
$5.48M – – –
CCWA
44
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$5.29M -$882K -18,111 -14%
PA
45
Parkside Advisors
California
$4.79M -$14.2K -292 -0.3%
PAG
46
Pinnacle Advisory Group
Maryland
$4.17M +$255K +5,227 +7%
SWP
47
Stratos Wealth Partners
Ohio
$4.12M -$54.6K -1,120 -1%
NPC
48
National Planning Corporation
California
$4.11M +$903K +18,539 +28%
APCM
49
Alaska Permanent Capital Management
Alaska
$4M -$1.68M -34,382 -30%
ERIM
50
Eagle Ridge Investment Management
Connecticut
$3.99M +$533K +10,950 +15%
1
2
3 4 5

SHM Hedge Fund Activity: Q4 2015 in Review

227 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) for Q4 2015, worth a combined $1.55B — up 6.5% from $1.45B a quarter earlier.

Buyers outnumbered sellers: 39 funds opened new SHM positions and 19 closed out — a net gain of 20 holders — while 94 added to existing stakes and 62 trimmed.

The largest buyer was Brinker Capital, adding an estimated $24.7M. The largest seller was Bailard, exiting entirely with an estimated $19.8M sold.

  • 227 institutional investors held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) as of Q4 2015, up from 209 in Q3 2015.
  • Funds reported $1.55B of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF stock for Q4 2015, up 6.5% quarter-over-quarter.
  • 39 funds opened new State Street SPDR Nuveen ICE Short Term Municipal Bond ETF positions in Q4 2015 and 19 closed out, a net change of +20 holders.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF buyer in Q4 2015 was Brinker Capital, an estimated $24.7M added.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF seller in Q4 2015 was Bailard, an estimated $19.8M sold.

Based on aggregated 13F filings for Q4 2015.