SHM icon

SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM

Overview Fund Activity

197 hedge funds and large institutions have $1.25B invested in SPDR Nuveen ICE Short Term Municipal Bond ETF in 2014 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 65 increasing their positions, 66 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
197
Holders Change
+19
Holders Change %
+10.67%
% of All Funds
5.26%
Holding in Top 10
7
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.19%
New
30
Increased
65
Reduced
66
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MAA
Managed Account Advisors
New Jersey
+$8.12M
2
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$5.66M
3
Morgan Stanley
Morgan Stanley
New York
+$4.85M
4
AL
Aspiriant LLC
California
+$3.99M
5
CS
Credit Suisse
Switzerland
+$3.89M

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$65.8M
2
Lazard Asset Management
Lazard Asset Management
New York
-$56.9M
3
BTS
BB&T Securities
Virginia
-$17.5M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$9.28M
5
APCM
Alaska Permanent Capital Management
Alaska
-$5.42M
Name Holding Trade Value Shares
Change 		Shares
Change %
Kayne Anderson Rudnick Investment Management
26
Kayne Anderson Rudnick Investment Management
California
$10.6M -$893K -18,378 -8%
Bank of Montreal
27
Bank of Montreal
Ontario, Canada
$10.6M +$1.68M +34,514 +19%
SCA
28
STALEY CAPITAL ADVISERS
Pennsylvania
$10.6M -$158K -3,250 -1%
FC
29
Financial Consulate
Maryland
$10.1M – – –
CCWA
30
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$8.93M +$210K +4,315 +2%
JIR
31
James Investment Research
Ohio
$8.84M -$4.47M – –
CS
32
Credit Suisse
Switzerland
$8.51M +$3.89M +79,996 +84%
3AM
33
3D Asset Management
Connecticut
$8.42M +$714K +14,704 +9%
TFA
34
Transamerica Financial Advisors
Florida
$7.49M +$439K +9,045 +6%
LPL Financial
35
LPL Financial
California
$6.55M +$577K +11,887 +10%
Stifel Financial
36
Stifel Financial
Missouri
$6.37M +$308K +6,332 +5%
SI
37
SII Investments
Wisconsin
$6.03M +$844K +17,367 +16%
Goldman Sachs
38
Goldman Sachs
New York
$5.85M +$19.2K +395 +0.3%
AIM
39
Allen Investment Management
New York
$5.46M – – –
Barclays
40
Barclays
United Kingdom
$5.18M -$364K -7,578 -7%
LWM
41
LBA Wealth Management
Florida
$5.15M +$692K +14,250 +16%
PA
42
Parkside Advisors
California
$4.82M -$42K -865 -0.9%
PWAG
43
Polaris Wealth Advisory Group
California
$4.48M -$4.45M -91,608 -50%
Ameriprise
44
Ameriprise
Minnesota
$4.42M +$441K +9,086 +11%
PAG
45
Pinnacle Advisory Group
Maryland
$4.23M -$959K -19,740 -18%
Bank of New York Mellon
46
Bank of New York Mellon
New York
$4.13M +$3.1M +63,754 +300%
LCM
47
Leisure Capital Management
California
$4.07M +$4.07M +83,696 New
AL
48
Aspiriant LLC
California
$3.99M +$3.99M +82,171 New
FIM
49
Freedom Investment Management
Connecticut
$3.99M +$8.26K +170 +0.2%
NMIS
50
Northwestern Mutual Investment Services
Wisconsin
$3.92M +$169K +3,469 +4%
1
2
3 4 5