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State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM

197 hedge funds and large institutions have $1.25B invested in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in 2014 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 65 increasing their positions, 66 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

275% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 8

11% more funds holding

Funds holding: 178 → 197 (+19)

0% more funds holding in top 10

Funds holding in top 10: 7 → 7 (0)

2% less repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 66

5% less capital invested

Capital invested by funds: $1.31B → $1.25B (-$59.6M)

1.13% less ownership

Funds ownership: 25.61% → 24.47% (-1.1%)

Holders
197
Holders Change
+19
Holders Change %
+10.67%
% of All Funds
5.25%
Holding in Top 10
7
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.19%
New
30
Increased
65
Reduced
66
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
MAA
Managed Account Advisors
New Jersey
+$8.14M
2
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$5.68M
3
Morgan Stanley
Morgan Stanley
New York
+$4.87M
4
AL
Aspiriant LLC
California
+$4M
5
CS
Credit Suisse
Switzerland
+$3.9M

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$66M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$9.31M
3
APCM
Alaska Permanent Capital Management
Alaska
-$5.44M
4
Citigroup
Citigroup
New York
-$5.42M
5
PWAG
Polaris Wealth Advisory Group
California
-$4.46M
Name Holding Trade Value Shares
Change 		Change in
Stake
Kayne Anderson Rudnick Investment Management
26
Kayne Anderson Rudnick Investment Management
California
$10.6M -$895K -18,378 -8%
Bank of Montreal
27
Bank of Montreal
Ontario, Canada
$10.6M +$1.68M +34,514 +19%
SCA
28
STALEY CAPITAL ADVISERS
Pennsylvania
$10.6M -$158K -3,250 -1%
FC
29
Financial Consulate
Maryland
$10.1M – – –
CCWA
30
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$8.93M +$210K +4,315 +2%
JIR
31
James Investment Research
Ohio
$8.84M – – –
CS
32
Credit Suisse
Switzerland
$8.51M +$3.9M +79,996 +84%
3AM
33
3D Asset Management
Connecticut
$8.42M +$716K +14,704 +9%
TFA
34
Transamerica Financial Advisors
Florida
$7.49M +$441K +9,045 +6%
LPL Financial
35
LPL Financial
California
$6.55M +$579K +11,887 +10%
Stifel Financial
36
Stifel Financial
Missouri
$6.37M +$309K +6,332 +5%
SI
37
SII Investments
Wisconsin
$6.03M +$846K +17,367 +16%
Goldman Sachs
38
Goldman Sachs
New York
$5.85M +$19.2K +395 +0.3%
AIM
39
Allen Investment Management
New York
$5.46M – – –
Barclays
40
Barclays
United Kingdom
$5.18M -$369K -7,578 -7%
LWM
41
LBA Wealth Management
Florida
$5.15M +$694K +14,250 +16%
PA
42
Parkside Advisors
California
$4.82M -$42.1K -865 -0.9%
PWAG
43
Polaris Wealth Advisory Group
California
$4.48M -$4.46M -91,608 -50%
Ameriprise
44
Ameriprise
Minnesota
$4.42M +$443K +9,086 +11%
PAG
45
Pinnacle Advisory Group
Maryland
$4.23M -$962K -19,740 -18%
Bank of New York Mellon
46
Bank of New York Mellon
New York
$4.13M +$3.11M +63,754 +300%
LCM
47
Leisure Capital Management
California
$4.07M +$4.08M +83,696 New
AL
48
Aspiriant LLC
California
$3.99M +$4M +82,171 New
FIM
49
Freedom Investment Management
Connecticut
$3.99M +$8.28K +170 +0.2%
NMIS
50
Northwestern Mutual Investment Services
Wisconsin
$3.92M +$169K +3,469 +4%
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SHM Hedge Fund Activity: Q4 2014 in Review

197 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) for Q4 2014, worth a combined $1.25B — down 4.6% from $1.31B a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new SHM positions and 8 closed out — a net gain of 22 holders — while 65 added to existing stakes and 66 trimmed.

The largest buyer was Managed Account Advisors, adding an estimated $8.14M. The largest seller was Bank of America, cutting an estimated $66M.

  • 197 institutional investors held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) as of Q4 2014, up from 178 in Q3 2014.
  • Funds reported $1.25B of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF stock for Q4 2014, down 4.6% quarter-over-quarter.
  • 30 funds opened new State Street SPDR Nuveen ICE Short Term Municipal Bond ETF positions in Q4 2014 and 8 closed out, a net change of +22 holders.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF buyer in Q4 2014 was Managed Account Advisors, an estimated $8.14M added.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF seller in Q4 2014 was Bank of America, an estimated $66M sold.

Based on aggregated 13F filings for Q4 2014.