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SPDR Nuveen ICE Short Term Municipal Bond ETF
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Overview Fund Activity

168 hedge funds and large institutions have $1.11B invested in SPDR Nuveen ICE Short Term Municipal Bond ETF in 2014 Q1 according to their latest regulatory filings, with 22 funds opening new positions, 68 increasing their positions, 51 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
168
Holders Change
+10
Holders Change %
+6.33%
% of All Funds
4.86%
Holding in Top 10
11
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+37.5%
% of All Funds
0.32%
New
22
Increased
68
Reduced
51
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SGCA
1
Steel Grove Capital Advisors
Tennessee
$13M
2
FF
2
Friedenthal Financial
New Jersey
$8.56M
3
PNC Financial Services Group
3
PNC Financial Services Group
Pennsylvania
$105M
4
PL
4
Plancorp LLC
Missouri
$6.96M
5
Morgan Stanley
5
Morgan Stanley
New York
$109M

Top Sellers

1
SIA
1
Spruce Investment Advisors
Connecticut
$369K
2
Lazard Asset Management
2
Lazard Asset Management
New York
$13M
3
Bank of America
3
Bank of America
North Carolina
$210M
4
WCM
4
Windham Capital Management
Massachusetts
$13M
5
JIR
5
James Investment Research
Ohio
$4.33M
Name Holding Trade Value Shares
Change 		Shares
Change %
Northwestern Mutual Wealth Management
26
Northwestern Mutual Wealth Management
Wisconsin
$10M +$2.69M +55,394 +37%
FF
27
Friedenthal Financial
New Jersey
$8.56M +$8.22M +99,441 +2,392%
CS
28
Credit Suisse
Switzerland
$8.41M -$728K -15,000 -8%
CCG
29
Chatham Capital Group
Georgia
$8.04M -$199K -4,098 -2%
CCWA
30
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$7.43M +$1.02M +21,023 +16%
HighTower Advisors
31
HighTower Advisors
Illinois
$7.35M +$235K +4,842 +3%
3AM
32
3D Asset Management
Connecticut
$7.13M +$759K +15,650 +12%
PL
33
Plancorp LLC
Missouri
$6.96M +$6.96M +143,455 New
Barclays
34
Barclays
United Kingdom
$6.71M +$661K +13,765 +11%
TFA
35
Transamerica Financial Advisors
Florida
$6.25M +$68K +1,401 +1%
BCM
36
Bluefin Capital Management
New York
$6.1M +$6.1M +125,205 New
Stifel Financial
37
Stifel Financial
Missouri
$5.61M +$5.61M +115,529 New
LPL Financial
38
LPL Financial
California
$5.35M +$672K +13,846 +14%
APCM
39
Alaska Permanent Capital Management
Alaska
$5.06M +$138K +2,846 +3%
LIM
40
Leavell Investment Management
Alabama
$4.58M – – –
PA
41
Parkside Advisors
California
$4.47M +$281K +5,784 +7%
PAG
42
Pinnacle Advisory Group
Maryland
$4.4M +$4.4M +90,625 New
JIR
43
James Investment Research
Ohio
$4.33M -$4.35M – –
LWM
44
LBA Wealth Management
Florida
$3.93M +$97K +2,000 +3%
BIT
45
BlackRock Institutional Trust
California
$3.62M +$249K +5,133 +7%
CC
46
Curian Capital
Colorado
$3.55M -$1.09M -22,450 -24%
MNA
47
Manning & Napier Advisors
New York
$3.47M -$2.88M – –
FIM
48
Freedom Investment Management
Connecticut
$3.17M +$146K +3,000 +5%
First Trust Advisors
49
First Trust Advisors
Illinois
$3.15M -$82.9K -1,708 -3%
Millennium Management
50
Millennium Management
New York
$2.99M -$1.8K -37 -0.1%
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