ProShares Ulta SmallCap600
12 hedge funds and large institutions have $5.41M invested in ProShares Ulta SmallCap600 in 2014 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 3 increasing their positions, 3 reducing their positions, and 2 closing their positions.
0% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 3
14% less funds holding
Funds holding: 14 → 12 (-2)
58% less capital invested
Capital invested by funds: $12.8M → $5.41M (-$7.39M)
100% less first-time investments, than exits
New positions opened: 0 | Existing positions closed: 2
264.68% less ownership
Funds ownership: 514.52% → 249.85% (-265%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$1.61M |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$93.3K |
| 3 |
U
UBS
Zurich,
Switzerland
|
+$77.9K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citigroup
New York
|
-$8.31M |
| 2 |
TWA
TCI Wealth Advisors
Tucson,
Arizona
|
-$83.4K |
| 3 |
LPL Financial
San Diego,
California
|
-$63.4K |
| 4 |
TRCT
Tower Research Capital (TRC)
New York
|
-$14K |
| 5 |
MIAN
Mariner Independent Advisor Network
Overland Park,
Kansas
|
-$6.25K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $3.15M | +$1.61M | +154,010 | +89% |
|
|
EWA
2
Exencial Wealth Advisors
Oklahoma City,
Oklahoma
| $734K | – | – | – |
|
|
3
LPL Financial
San Diego,
California
| $351K | -$63.4K | -6,080 | -14% |
|
|
4
Royal Bank of Canada
Toronto,
Ontario, Canada
| $323K | +$93.3K | +8,950 | +37% |
|
|
RCAG
5
Rehmann Capital Advisory Group
Lansing,
Michigan
| $290K | – | – | – |
|
|
MIAN
6
Mariner Independent Advisor Network
Overland Park,
Kansas
| $279K | -$6.25K | -600 | -2% |
|
|
TWA
7
TCI Wealth Advisors
Tucson,
Arizona
| $116K | -$83.4K | -8,000 | -40% |
|
|
U
8
UBS
Zurich,
Switzerland
| $92K | +$77.9K | +7,470 | +366% |
|
|
WRM
9
Westport Resources Management
Westport,
Connecticut
| $39K | – | – | – |
|
10
Barclays
London,
United Kingdom
| $34K | – | – | – |
|
11
Creative Planning
Overland Park,
Kansas
| $4K | – | – | – |
|
|
12
Citigroup
New York
| – | -$8.31M | -750,000 | Closed |
|
|
TRCT
13
Tower Research Capital (TRC)
New York
| – | -$14K | -1,270 | Closed |
|
SAA Hedge Fund Activity: Q3 2014 in Review
12 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in ProShares Ulta SmallCap600 (SAA) for Q3 2014, worth a combined $5.41M — down 58% from $12.8M a quarter earlier.
Sellers outnumbered buyers: 2 funds closed out of SAA and 0 opened new positions — a net loss of 2 holders — while 3 trimmed existing stakes and 3 added.
The largest buyer was Susquehanna International Group, adding an estimated $1.61M. The largest seller was Citigroup, exiting entirely with an estimated $8.31M sold.
- 12 institutional investors held ProShares Ulta SmallCap600 (SAA) as of Q3 2014, down from 14 in Q2 2014.
- Funds reported $5.41M of ProShares Ulta SmallCap600 stock for Q3 2014, down 58% quarter-over-quarter.
- 0 funds opened new ProShares Ulta SmallCap600 positions in Q3 2014 and 2 closed out, a net change of -2 holders.
- The largest ProShares Ulta SmallCap600 buyer in Q3 2014 was Susquehanna International Group, an estimated $1.61M added.
- The largest ProShares Ulta SmallCap600 seller in Q3 2014 was Citigroup, an estimated $8.31M sold.
Based on aggregated 13F filings for Q3 2014.