ProShares Ulta SmallCap600
9 hedge funds and large institutions have $8.46M invested in ProShares Ulta SmallCap600 in 2013 Q4 according to their latest regulatory filings, with 0 funds opening new positions, 3 increasing their positions, 2 reducing their positions, and 1 closing their positions.
50% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 2
3% more capital invested
Capital invested by funds: $8.22M → $8.46M (+$239K)
10% less funds holding
Funds holding: 10 → 9 (-1)
40.6% less ownership
Funds ownership: 306.75% → 266.15% (-41%)
100% less first-time investments, than exits
New positions opened: 0 | Existing positions closed: 1
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $21K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$513K |
| 2 |
LPL Financial
San Diego,
California
|
+$35.4K |
| 3 |
Barclays
London,
United Kingdom
|
+$21.5K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$926K |
| 2 |
TH
Timber Hill
Greenwich,
Connecticut
|
-$412K |
| 3 |
U
UBS
Zurich,
Switzerland
|
-$375K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $6.71M | +$513K | +52,890 | +9% |
|
|
EWA
2
Exencial Wealth Advisors
Oklahoma City,
Oklahoma
| $819K | – | – | – |
|
|
3
LPL Financial
San Diego,
California
| $503K | +$35.4K | +3,650 | +8% |
|
|
RCAG
4
Rehmann Capital Advisory Group
Lansing,
Michigan
| $318K | – | – | – |
|
|
5
Barclays
London,
United Kingdom
| $38K | +$21.5K | +2,220 | +162% |
|
|
6
Royal Bank of Canada
Toronto,
Ontario, Canada
| $27K | -$926K | -95,390 | -97% |
|
|
U
7
UBS
Zurich,
Switzerland
| $21K | -$375K | -38,690 | -95% |
|
|
WRM
8
Westport Resources Management
Westport,
Connecticut
| $21K | – | – | – |
|
9
Creative Planning
Overland Park,
Kansas
| $4K | – | – | – |
|
|
TH
10
Timber Hill
Greenwich,
Connecticut
| – | -$412K | -46,480 | Closed |
|
SAA Hedge Fund Activity: Q4 2013 in Review
9 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in ProShares Ulta SmallCap600 (SAA) for Q4 2013, worth a combined $8.46M — up 2.9% from $8.22M a quarter earlier.
Sellers outnumbered buyers: 1 fund closed out of SAA and 0 opened new positions — a net loss of 1 holder — while 2 trimmed existing stakes and 3 added.
The largest buyer was Susquehanna International Group, adding an estimated $513K. The largest seller was Royal Bank of Canada, cutting an estimated $926K.
- 9 institutional investors held ProShares Ulta SmallCap600 (SAA) as of Q4 2013, down from 10 in Q3 2013.
- Funds reported $8.46M of ProShares Ulta SmallCap600 stock for Q4 2013, up 2.9% quarter-over-quarter.
- 0 funds opened new ProShares Ulta SmallCap600 positions in Q4 2013 and 1 closed out, a net change of -1 holder.
- The largest ProShares Ulta SmallCap600 buyer in Q4 2013 was Susquehanna International Group, an estimated $513K added.
- The largest ProShares Ulta SmallCap600 seller in Q4 2013 was Royal Bank of Canada, an estimated $926K sold.
Based on aggregated 13F filings for Q4 2013.