ProShares Ulta SmallCap600
10 hedge funds and large institutions have $8.22M invested in ProShares Ulta SmallCap600 in 2013 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 4 increasing their positions, 3 reducing their positions, and 4 closing their positions.
33% more repeat investments, than reductions
Existing positions increased: 4 | Existing positions reduced: 3
23% less funds holding
Funds holding: 13 → 10 (-3)
43% less capital invested
Capital invested by funds: $14.5M → $8.22M (-$6.26M)
75% less first-time investments, than exits
New positions opened: 1 | Existing positions closed: 4
224.96% less ownership
Funds ownership: 531.71% → 306.75% (-225%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$394K |
| 2 |
U
UBS
Zurich,
Switzerland
|
+$337K |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$66.8K |
| 4 |
EWA
Exencial Wealth Advisors
Oklahoma City,
Oklahoma
|
+$16.8K |
| 5 |
Creative Planning
Overland Park,
Kansas
|
+$2.57K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citigroup
New York
|
-$5.41M |
| 2 |
DS
DRW Securities
Chicago,
Illinois
|
-$2.77M |
| 3 |
Goldman Sachs
New York
|
-$215K |
| 4 |
TH
Timber Hill
Greenwich,
Connecticut
|
-$41.1K |
| 5 |
AIG
American International Group
New York
|
-$13.7K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $5.14M | +$66.8K | +8,050 | +1% |
|
|
2
Royal Bank of Canada
Toronto,
Ontario, Canada
| $867K | +$394K | +47,450 | +94% |
|
|
EWA
3
Exencial Wealth Advisors
Oklahoma City,
Oklahoma
| $744K | +$16.8K | +2,030 | +3% |
|
|
TH
4
Timber Hill
Greenwich,
Connecticut
| $412K | -$41.1K | -4,950 | -10% |
|
5
LPL Financial
San Diego,
California
| $401K | -$8.29K | -1,000 | -2% |
|
|
U
6
UBS
Zurich,
Switzerland
| $360K | +$337K | +40,640 | New |
|
|
RCAG
7
Rehmann Capital Advisory Group
Lansing,
Michigan
| $266K | – | – | – |
|
|
WRM
8
Westport Resources Management
Westport,
Connecticut
| $18K | – | – | – |
|
9
Barclays
London,
United Kingdom
| $12K | -$8.29K | -1,000 | -42% |
|
|
10
Creative Planning
Overland Park,
Kansas
| $3K | +$2.57K | +310 | +443% |
|
|
11
Citigroup
New York
| – | -$5.41M | -750,000 | Closed |
|
|
DS
12
DRW Securities
Chicago,
Illinois
| – | -$2.77M | -383,500 | Closed |
|
|
13
Goldman Sachs
New York
| – | -$215K | -29,800 | Closed |
|
|
AIG
14
American International Group
New York
| – | -$13.7K | -1,900 | Closed |
|
SAA Hedge Fund Activity: Q3 2013 in Review
10 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in ProShares Ulta SmallCap600 (SAA) for Q3 2013, worth a combined $8.22M — down 43% from $14.5M a quarter earlier.
Sellers outnumbered buyers: 4 funds closed out of SAA and 1 opened new positions — a net loss of 3 holders — while 3 trimmed existing stakes and 4 added.
The largest buyer was Royal Bank of Canada, adding an estimated $394K. The largest seller was Citigroup, exiting entirely with an estimated $5.41M sold.
- 10 institutional investors held ProShares Ulta SmallCap600 (SAA) as of Q3 2013, down from 13 in Q2 2013.
- Funds reported $8.22M of ProShares Ulta SmallCap600 stock for Q3 2013, down 43% quarter-over-quarter.
- 1 fund opened new ProShares Ulta SmallCap600 positions in Q3 2013 and 4 closed out, a net change of -3 holders.
- The largest ProShares Ulta SmallCap600 buyer in Q3 2013 was Royal Bank of Canada, an estimated $394K added.
- The largest ProShares Ulta SmallCap600 seller in Q3 2013 was Citigroup, an estimated $5.41M sold.
Based on aggregated 13F filings for Q3 2013.