ProShares Ulta SmallCap600
14 hedge funds and large institutions have $2.42M invested in ProShares Ulta SmallCap600 in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 1 increasing their positions, 4 reducing their positions, and 1 closing their positions.
400% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 1
40% more capital invested
Capital invested by funds: $1.72M → $2.42M (+$695K)
40% more funds holding
Funds holding: 10 → 14 (+4)
17.17% more ownership
Funds ownership: 50.14% → 67.32% (+17%)
75% less repeat investments, than reductions
Existing positions increased: 1 | Existing positions reduced: 4
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
+$252K |
| 2 |
VKH
Virtu KCG Holdings
New York
|
+$207K |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$125K |
| 4 |
UBS Group
Zurich,
Switzerland
|
+$59.9K |
| 5 |
TRCT
Tower Research Capital (TRC)
New York
|
+$45K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
EWA
Exencial Wealth Advisors
Oklahoma City,
Oklahoma
|
-$55.6K |
| 2 |
TWA
TCI Wealth Advisors
Tucson,
Arizona
|
-$48.7K |
| 3 |
Barclays
London,
United Kingdom
|
-$16.6K |
| 4 |
Citigroup
New York
|
-$1K |
| 5 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$775 |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $1.08M | +$125K | +11,295 | +13% |
|
|
EWA
2
Exencial Wealth Advisors
Oklahoma City,
Oklahoma
| $573K | -$55.6K | -5,020 | -7% |
|
|
3
LPL Financial
San Diego,
California
| $230K | +$252K | +22,800 | New |
|
|
VKH
4
Virtu KCG Holdings
New York
| $201K | +$207K | +18,665 | New |
|
|
IA
5
IFP Advisors
Tampa,
Florida
| $97K | +$99.6K | +9,000 | New |
|
|
TWA
6
TCI Wealth Advisors
Tucson,
Arizona
| $82K | -$48.7K | -4,400 | -37% |
|
|
7
UBS Group
Zurich,
Switzerland
| $58K | +$59.9K | +5,415 | New |
|
|
TRCT
8
Tower Research Capital (TRC)
New York
| $44K | +$45K | +4,070 | New |
|
|
WRM
9
Westport Resources Management
Westport,
Connecticut
| $43K | – | – | – |
|
|
10
Royal Bank of Canada
Toronto,
Ontario, Canada
| $4K | -$775 | -70 | -16% |
|
11
Creative Planning
Overland Park,
Kansas
| $4K | – | – | – |
|
|
12
Barclays
London,
United Kingdom
| $1K | -$16.6K | -1,500 | -94% |
|
|
13
Citigroup
New York
| – | -$1K | -150 | Closed |
|
SAA Hedge Fund Activity: Q4 2015 in Review
14 of the 3,813 institutional investors tracked by Wall St. Rank reported a position in ProShares Ulta SmallCap600 (SAA) for Q4 2015, worth a combined $2.42M — up 40% from $1.72M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new SAA positions and 1 closed out — a net gain of 4 holders — while 1 added to existing stakes and 4 trimmed.
The largest buyer was LPL Financial, opening a new position worth an estimated $252K. The largest seller was Exencial Wealth Advisors, cutting an estimated $55.6K.
- 14 institutional investors held ProShares Ulta SmallCap600 (SAA) as of Q4 2015, up from 10 in Q3 2015.
- Funds reported $2.42M of ProShares Ulta SmallCap600 stock for Q4 2015, up 40% quarter-over-quarter.
- 5 funds opened new ProShares Ulta SmallCap600 positions in Q4 2015 and 1 closed out, a net change of +4 holders.
- The largest ProShares Ulta SmallCap600 buyer in Q4 2015 was LPL Financial, an estimated $252K added.
- The largest ProShares Ulta SmallCap600 seller in Q4 2015 was Exencial Wealth Advisors, an estimated $55.6K sold.
Based on aggregated 13F filings for Q4 2015.