ProShares Ulta SmallCap600
13 hedge funds and large institutions have $7.1M invested in ProShares Ulta SmallCap600 in 2014 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 3 increasing their positions, 2 reducing their positions, and 0 closing their positions.
50% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 2
31% more capital invested
Capital invested by funds: $5.41M → $7.1M (+$1.69M)
28.15% more ownership
Funds ownership: 249.85% → 278% (+28%)
8% more funds holding
Funds holding: 12 → 13 (+1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$864K |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$30.9K |
| 3 |
TRCT
Tower Research Capital (TRC)
New York
|
+$20.9K |
| 4 |
EWA
Exencial Wealth Advisors
Oklahoma City,
Oklahoma
|
+$19K |
| 5 |
Parallax Volatility Advisers
San Francisco,
California
|
+$105 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
-$104K |
| 2 |
MIAN
Mariner Independent Advisor Network
Overland Park,
Kansas
|
-$68.7K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $4.67M | +$864K | +82,570 | +25% |
|
|
EWA
2
Exencial Wealth Advisors
Oklahoma City,
Oklahoma
| $854K | +$19K | +1,820 | +2% |
|
|
3
Royal Bank of Canada
Toronto,
Ontario, Canada
| $415K | +$30.9K | +2,950 | +9% |
|
|
RCAG
4
Rehmann Capital Advisory Group
Lansing,
Michigan
| $342K | – | – | – |
|
|
5
LPL Financial
San Diego,
California
| $318K | -$104K | -9,940 | -26% |
|
|
MIAN
6
Mariner Independent Advisor Network
Overland Park,
Kansas
| $255K | -$68.7K | -6,570 | -23% |
|
|
TWA
7
TCI Wealth Advisors
Tucson,
Arizona
| $137K | – | – | – |
|
|
WRM
8
Westport Resources Management
Westport,
Connecticut
| $46K | – | – | – |
|
9
Barclays
London,
United Kingdom
| $41K | – | – | – |
|
|
TRCT
10
Tower Research Capital (TRC)
New York
| $23K | +$20.9K | +2,000 | New |
|
11
Creative Planning
Overland Park,
Kansas
| $4K | – | – | – |
|
|
12
Parallax Volatility Advisers
San Francisco,
California
| – | +$105 | +10 | New |
|
SAA Hedge Fund Activity: Q4 2014 in Review
13 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in ProShares Ulta SmallCap600 (SAA) for Q4 2014, worth a combined $7.1M — up 31% from $5.41M a quarter earlier.
Buyers outnumbered sellers: 2 funds opened new SAA positions and 0 closed out — a net gain of 2 holders — while 3 added to existing stakes and 2 trimmed.
The largest buyer was Susquehanna International Group, adding an estimated $864K. The largest seller was LPL Financial, cutting an estimated $104K.
- 13 institutional investors held ProShares Ulta SmallCap600 (SAA) as of Q4 2014, up from 12 in Q3 2014.
- Funds reported $7.1M of ProShares Ulta SmallCap600 stock for Q4 2014, up 31% quarter-over-quarter.
- 2 funds opened new ProShares Ulta SmallCap600 positions in Q4 2014 and 0 closed out, a net change of +2 holders.
- The largest ProShares Ulta SmallCap600 buyer in Q4 2014 was Susquehanna International Group, an estimated $864K added.
- The largest ProShares Ulta SmallCap600 seller in Q4 2014 was LPL Financial, an estimated $104K sold.
Based on aggregated 13F filings for Q4 2014.