ProShares Ulta SmallCap600
6 hedge funds and large institutions have $996K invested in ProShares Ulta SmallCap600 in 2021 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 1 increasing their positions, 0 reducing their positions, and 3 closing their positions.
0.25% less ownership
Funds ownership: 2.65% → 2.39% (-0.25%)
14% less funds holding
Funds holding: 7 → 6 (-1)
19% less capital invested
Capital invested by funds: $1.23M → $996K (-$231K)
33% less first-time investments, than exits
New positions opened: 2 | Existing positions closed: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TRCT
Tower Research Capital (TRC)
New York
|
+$533K |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$224K |
| 3 |
UBS Group
Zurich,
Switzerland
|
+$3.91K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
FFS
Founders Financial Securities
Towson,
Maryland
|
-$943K |
| 2 |
SWG
Summit Wealth Group
White River Junction,
Vermont
|
-$17K |
| 3 |
BWA
BDO Wealth Advisors
Jacksonville,
Florida
|
-$3K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
TRCT
1
Tower Research Capital (TRC)
New York
| $526K | +$533K | +17,699 | New |
|
|
2
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $416K | +$224K | +7,451 | +114% |
|
3
Osaic Holdings
Scottsdale,
Arizona
| $37K | – | – | – |
|
|
HI
4
Harbour Investments
Madison,
Wisconsin
| $9K | – | – | – |
|
|
IA
5
IFP Advisors
Tampa,
Florida
| $4K | – | – | – |
|
|
6
UBS Group
Zurich,
Switzerland
| $4K | +$3.91K | +130 | New |
|
|
FFS
7
Founders Financial Securities
Towson,
Maryland
| – | -$943K | -29,486 | Closed |
|
|
SWG
8
Summit Wealth Group
White River Junction,
Vermont
| – | -$17K | -540 | Closed |
|
|
BWA
9
BDO Wealth Advisors
Jacksonville,
Florida
| – | -$3K | -100 | Closed |
|
SAA Hedge Fund Activity: Q3 2021 in Review
6 of the 5,713 institutional investors tracked by Wall St. Rank reported a position in ProShares Ulta SmallCap600 (SAA) for Q3 2021, worth a combined $996K — down 19% from $1.23M a quarter earlier.
Sellers outnumbered buyers: 3 funds closed out of SAA and 2 opened new positions — a net loss of 1 holder — while 0 trimmed existing stakes and 1 added.
The largest buyer was Tower Research Capital (TRC), opening a new position worth an estimated $533K. The largest seller was Founders Financial Securities, exiting entirely with an estimated $943K sold.
- 6 institutional investors held ProShares Ulta SmallCap600 (SAA) as of Q3 2021, down from 7 in Q2 2021.
- Funds reported $996K of ProShares Ulta SmallCap600 stock for Q3 2021, down 19% quarter-over-quarter.
- 2 funds opened new ProShares Ulta SmallCap600 positions in Q3 2021 and 3 closed out, a net change of -1 holder.
- The largest ProShares Ulta SmallCap600 buyer in Q3 2021 was Tower Research Capital (TRC), an estimated $533K added.
- The largest ProShares Ulta SmallCap600 seller in Q3 2021 was Founders Financial Securities, an estimated $943K sold.
Based on aggregated 13F filings for Q3 2021.