ProShares Ulta SmallCap600
10 hedge funds and large institutions have $16.5M invested in ProShares Ulta SmallCap600 in 2023 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 3 increasing their positions, 0 reducing their positions, and 2 closing their positions.
101% more capital invested
Capital invested by funds: $8.23M → $16.5M (+$8.32M)
100% more first-time investments, than exits
New positions opened: 4 | Existing positions closed: 2
25% more funds holding
Funds holding: 8 → 10 (+2)
16.83% more ownership
Funds ownership: 32.3% → 49.13% (+17%)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TWM
Tradition Wealth Management
Edina,
Minnesota
|
+$5.23M |
| 2 |
LC
LTG Capital
Newton,
Massachusetts
|
+$90.9K |
| 3 |
TFA
Toth Financial Advisory
Leesburg,
Virginia
|
+$18.5K |
| 4 |
CPA
Cardiff Park Advisors
Carlsbad,
California
|
+$3.76K |
| 5 |
CG
Cutler Group
San Francisco,
California
|
+$261 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RA
Royce & Associates
New York
|
-$486K |
| 2 |
UBS Group
Zurich,
Switzerland
|
-$9.51K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
LC
1
LTG Capital
Newton,
Massachusetts
| $9.87M | +$90.9K | +4,524 | +1% |
|
|
TWM
2
Tradition Wealth Management
Edina,
Minnesota
| $6.49M | +$5.23M | +260,000 | New |
|
|
CPA
3
Cardiff Park Advisors
Carlsbad,
California
| $134K | +$3.76K | +187 | +4% |
|
4
Osaic Holdings
Scottsdale,
Arizona
| $31.2K | – | – | – |
|
|
TFA
5
Toth Financial Advisory
Leesburg,
Virginia
| $23K | +$18.5K | +920 | New |
|
|
CG
6
Cutler Group
San Francisco,
California
| $2K | +$261 | +13 | +15% |
|
7
Carson Wealth (CWM LLC)
Omaha,
Nebraska
| $1K | – | – | – |
|
8
Fidelity Investments
Boston,
Massachusetts
| $75 | +$60 | +3 | New |
|
9
Morgan Stanley
New York
| $64 | +$40 | +2 | New |
|
10
Wells Fargo
San Francisco,
California
| $25 | – | – | – |
|
|
RA
11
Royce & Associates
New York
| – | -$486K | -25,000 | Closed |
|
|
12
UBS Group
Zurich,
Switzerland
| – | -$9.51K | -489 | Closed |
|
SAA Hedge Fund Activity: Q4 2023 in Review
10 of the 6,860 institutional investors tracked by Wall St. Rank reported a position in ProShares Ulta SmallCap600 (SAA) for Q4 2023, worth a combined $16.5M — up 101% from $8.23M a quarter earlier.
Buyers outnumbered sellers: 4 funds opened new SAA positions and 2 closed out — a net gain of 2 holders — while 3 added to existing stakes and 0 trimmed.
The largest buyer was Tradition Wealth Management, opening a new position worth an estimated $5.23M. The largest seller was Royce & Associates, exiting entirely with an estimated $486K sold.
- 10 institutional investors held ProShares Ulta SmallCap600 (SAA) as of Q4 2023, up from 8 in Q3 2023.
- Funds reported $16.5M of ProShares Ulta SmallCap600 stock for Q4 2023, up 101% quarter-over-quarter.
- 4 funds opened new ProShares Ulta SmallCap600 positions in Q4 2023 and 2 closed out, a net change of +2 holders.
- The largest ProShares Ulta SmallCap600 buyer in Q4 2023 was Tradition Wealth Management, an estimated $5.23M added.
- The largest ProShares Ulta SmallCap600 seller in Q4 2023 was Royce & Associates, an estimated $486K sold.
Based on aggregated 13F filings for Q4 2023.