ProShares Ulta SmallCap600
9 hedge funds and large institutions have $2.59M invested in ProShares Ulta SmallCap600 in 2021 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 1 increasing their positions, 2 reducing their positions, and 1 closing their positions.
300% more first-time investments, than exits
New positions opened: 4 | Existing positions closed: 1
50% more funds holding
Funds holding: 6 → 9 (+3)
11% more capital invested
Capital invested by funds: $2.33M → $2.59M (+$267K)
14.17% less ownership
Funds ownership: 43.19% → 29.03% (-14%)
50% less repeat investments, than reductions
Existing positions increased: 1 | Existing positions reduced: 2
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$452K |
| 2 |
SFS
Sowell Financial Services
North Little Rock,
Arkansas
|
+$90.4K |
| 3 |
SWG
Summit Wealth Group
White River Junction,
Vermont
|
+$15K |
| 4 |
BWA
BDO Wealth Advisors
Jacksonville,
Florida
|
+$2.78K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TRCT
Tower Research Capital (TRC)
New York
|
-$1.12M |
| 2 |
UBS Group
Zurich,
Switzerland
|
-$24.7K |
| 3 |
Wells Fargo
San Francisco,
California
|
-$139 |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
TRCT
1
Tower Research Capital (TRC)
New York
| $1.81M | -$1.12M | -40,435 | -40% |
|
|
2
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $481K | +$452K | +16,240 | New |
|
|
SFS
3
Sowell Financial Services
North Little Rock,
Arkansas
| $225K | +$90.4K | +3,250 | +83% |
|
4
Osaic Holdings
Scottsdale,
Arizona
| $37K | – | – | – |
|
|
SWG
5
Summit Wealth Group
White River Junction,
Vermont
| $16K | +$15K | +540 | New |
|
|
6
UBS Group
Zurich,
Switzerland
| $11K | -$24.7K | -890 | -71% |
|
|
HI
7
Harbour Investments
Madison,
Wisconsin
| $9K | +$8.34K | +300 | New |
|
|
BWA
8
BDO Wealth Advisors
Jacksonville,
Florida
| $3K | +$2.78K | +100 | New |
|
|
GWM
9
Geneos Wealth Management
Englewood,
Colorado
| $1K | – | – | – |
|
|
10
Wells Fargo
San Francisco,
California
| – | -$139 | -5 | Closed |
|
SAA Hedge Fund Activity: Q1 2021 in Review
9 of the 5,696 institutional investors tracked by Wall St. Rank reported a position in ProShares Ulta SmallCap600 (SAA) for Q1 2021, worth a combined $2.59M — up 11% from $2.33M a quarter earlier.
Buyers outnumbered sellers: 4 funds opened new SAA positions and 1 closed out — a net gain of 3 holders — while 1 added to existing stakes and 2 trimmed.
The largest buyer was Susquehanna International Group, opening a new position worth an estimated $452K. The largest seller was Tower Research Capital (TRC), cutting an estimated $1.12M.
- 9 institutional investors held ProShares Ulta SmallCap600 (SAA) as of Q1 2021, up from 6 in Q4 2020.
- Funds reported $2.59M of ProShares Ulta SmallCap600 stock for Q1 2021, up 11% quarter-over-quarter.
- 4 funds opened new ProShares Ulta SmallCap600 positions in Q1 2021 and 1 closed out, a net change of +3 holders.
- The largest ProShares Ulta SmallCap600 buyer in Q1 2021 was Susquehanna International Group, an estimated $452K added.
- The largest ProShares Ulta SmallCap600 seller in Q1 2021 was Tower Research Capital (TRC), an estimated $1.12M sold.
Based on aggregated 13F filings for Q1 2021.