ProShares Ulta SmallCap600
12 hedge funds and large institutions have $3M invested in ProShares Ulta SmallCap600 in 2014 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 3 increasing their positions, 3 reducing their positions, and 0 closing their positions.
33% more funds holding
Funds holding: 9 → 12 (+3)
0% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 3
65% less capital invested
Capital invested by funds: $8.46M → $3M (-$5.46M)
140.49% less ownership
Funds ownership: 266.15% → 125.66% (-140%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
+$263K |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$84.6K |
| 3 |
WRM
Westport Resources Management
Westport,
Connecticut
|
+$20.7K |
| 4 |
TRCT
Tower Research Capital (TRC)
New York
|
+$10.3K |
| 5 |
LPL Financial
San Diego,
California
|
+$8.68K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$5.7M |
| 2 |
EWA
Exencial Wealth Advisors
Oklahoma City,
Oklahoma
|
-$12.6K |
| 3 |
U
UBS
Zurich,
Switzerland
|
-$3.41K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $879K | -$5.7M | -551,630 | -87% |
|
|
EWA
2
Exencial Wealth Advisors
Oklahoma City,
Oklahoma
| $776K | -$12.6K | -1,220 | -2% |
|
|
3
LPL Financial
San Diego,
California
| $521K | +$8.68K | +840 | +2% |
|
|
RCAG
4
Rehmann Capital Advisory Group
Lansing,
Michigan
| $323K | – | – | – |
|
|
5
Jane Street
New York
| $274K | +$263K | +25,420 | New |
|
|
6
Royal Bank of Canada
Toronto,
Ontario, Canada
| $116K | +$84.6K | +8,190 | +320% |
|
|
WRM
7
Westport Resources Management
Westport,
Connecticut
| $43K | +$20.7K | +2,000 | +100% |
|
8
Barclays
London,
United Kingdom
| $38K | – | – | – |
|
|
U
9
UBS
Zurich,
Switzerland
| $17K | -$3.41K | -330 | -17% |
|
|
TRCT
10
Tower Research Capital (TRC)
New York
| $11K | +$10.3K | +1,000 | New |
|
11
Creative Planning
Overland Park,
Kansas
| $4K | – | – | – |
|
12
Wells Fargo
San Francisco,
California
| – | +$103 | +10 | New |
|
SAA Hedge Fund Activity: Q1 2014 in Review
12 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in ProShares Ulta SmallCap600 (SAA) for Q1 2014, worth a combined $3M — down 65% from $8.46M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new SAA positions and 0 closed out — a net gain of 3 holders — while 3 added to existing stakes and 3 trimmed.
The largest buyer was Jane Street, opening a new position worth an estimated $263K. The largest seller was Susquehanna International Group, cutting an estimated $5.7M.
- 12 institutional investors held ProShares Ulta SmallCap600 (SAA) as of Q1 2014, up from 9 in Q4 2013.
- Funds reported $3M of ProShares Ulta SmallCap600 stock for Q1 2014, down 65% quarter-over-quarter.
- 3 funds opened new ProShares Ulta SmallCap600 positions in Q1 2014 and 0 closed out, a net change of +3 holders.
- The largest ProShares Ulta SmallCap600 buyer in Q1 2014 was Jane Street, an estimated $263K added.
- The largest ProShares Ulta SmallCap600 seller in Q1 2014 was Susquehanna International Group, an estimated $5.7M sold.
Based on aggregated 13F filings for Q1 2014.