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UBS’s ProShares Ulta SmallCap600 SAA Stock Holding History

UBS’s Portfolio SAA Stock Details SAA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$92K Buy
9,510
+7,470
+366% +$77.9K ﹤0.01% 6085
2014
Q2 		$23K Buy
2,040
+420
+26% +$4.33K ﹤0.01% 7901
2014
Q1 		$17K Sell
1,620
-330
-17% -$3.41K ﹤0.01% 8315
2013
Q4 		$21K Sell
1,950
-38,690
-95% -$375K ﹤0.01% 8105
2013
Q3 		$360K Buy
+40,640
New +$337K ﹤0.01% 4517

Other funds holding SAA

Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
EWA
Exencial Wealth Advisors Oklahoma City, Oklahoma $3.22B AUM 20.17% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
RCAG
Rehmann Capital Advisory Group Lansing, Michigan $1.92B AUM 16.97% 1-Year Est. Return
MIAN
Mariner Independent Advisor Network Overland Park, Kansas $2.33B AUM 14.85% 1-Year Est. Return
TWA
TCI Wealth Advisors Tucson, Arizona $2.31B AUM 26.52% 1-Year Est. Return
WRM
Westport Resources Management Westport, Connecticut $138M AUM 14.6% 1-Year Est. Return
Barclays
Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return
Creative Planning
Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

UBS's SAA Position: Q3 2014 in Review

UBS increased its ProShares Ulta SmallCap600 (SAA) stake by 366% in Q3 2014, buying an estimated $77.9K and bringing the position to 9,510 shares worth $92K. The position accounts for ﹤0.01% of the portfolio, ranked #6085.

UBS first reported a position in SAA in Q3 2013 and has held it in 5 quarters since. The position peaked at $360K in Q3 2013. 12 funds tracked by Wall St. Rank hold SAA as of Q3 2014.

  • UBS held 9,510 shares of ProShares Ulta SmallCap600 worth $92K as of Q3 2014.
  • UBS bought 7,470 ProShares Ulta SmallCap600 shares in Q3 2014, an estimated $77.9K.
  • ProShares Ulta SmallCap600 made up ﹤0.01% of UBS's portfolio in Q3 2014, its #6085 holding.
  • UBS first reported a position in ProShares Ulta SmallCap600 in Q3 2013 and has held it in 5 quarters since.
  • UBS's ProShares Ulta SmallCap600 position peaked at $360K in Q3 2013.
  • 12 funds tracked by Wall St. Rank held ProShares Ulta SmallCap600 as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.