LPL Financial
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LPL Financial’s ProShares Ulta SmallCap600 SAA Stock Holding History

LPL Financial’s Portfolio SAA Stock Details SAA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q1 		– Sell
-22,800
Closed -$230K – 3191
2015
Q4 		$230K Buy
+22,800
New +$252K ﹤0.01% 2723
2015
Q2 		– Sell
-23,750
Closed -$290K – 2928
2015
Q1 		$290K Sell
23,750
-4,100
-15% -$47.1K ﹤0.01% 2284
2014
Q4 		$318K Sell
27,850
-9,940
-26% -$104K ﹤0.01% 2110
2014
Q3 		$351K Sell
37,790
-6,080
-14% -$63.4K ﹤0.01% 2051
2014
Q2 		$486K Sell
43,870
-4,470
-9% -$46.1K ﹤0.01% 1826
2014
Q1 		$521K Buy
48,340
+840
+2% +$8.68K ﹤0.01% 1713
2013
Q4 		$503K Buy
47,500
+3,650
+8% +$35.4K ﹤0.01% 1721
2013
Q3 		$401K Sell
43,850
-1,000
-2% -$8.29K ﹤0.01% 1804
2013
Q2 		$324K Buy
+44,850
New +$314K ﹤0.01% 1848

Other funds holding SAA

EWA
Exencial Wealth Advisors Oklahoma City, Oklahoma $3.22B AUM 20.17% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
Jane Street
Jane Street New York $777B AUM 61.18% 1-Year Est. Return
TWA
TCI Wealth Advisors Tucson, Arizona $2.31B AUM 26.52% 1-Year Est. Return
WRM
Westport Resources Management Westport, Connecticut $138M AUM 14.6% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
TRCT
Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return
Creative Planning
Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return
Barclays
Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

LPL Financial's SAA Position: Q1 2016 in Review

LPL Financial sold out of ProShares Ulta SmallCap600 (SAA) in Q1 2016, closing a stake of 22,800 shares — an estimated $230K sold.

LPL Financial first reported a position in SAA in Q2 2013 and held it in 9 quarters. The position peaked at $521K in Q1 2014. 11 funds tracked by Wall St. Rank hold SAA as of Q1 2016.

  • LPL Financial reported no remaining ProShares Ulta SmallCap600 position as of Q1 2016 after selling out during the quarter.
  • LPL Financial sold 22,800 ProShares Ulta SmallCap600 shares in Q1 2016, an estimated $230K.
  • LPL Financial first reported a position in ProShares Ulta SmallCap600 in Q2 2013 and held it in 9 quarters.
  • LPL Financial's ProShares Ulta SmallCap600 position peaked at $521K in Q1 2014.
  • 11 funds tracked by Wall St. Rank held ProShares Ulta SmallCap600 as of Q1 2016.

Based on LPL Financial's 13F filing for Q1 2016, filed 16 May 2016.