Barclays’s ProShares Ulta SmallCap600 SAA Stock Holding History

Barclays’s Portfolio SAA Stock Details SAA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-90	Closed	-$2K	–	7290
2017 Q4	$2K	Hold	90	–	–	﹤0.01%	6793
2017 Q3	$2K	Hold	90	–	–	﹤0.01%	6686
2017 Q2	$2K	Hold	90	–	–	﹤0.01%	6441
2017 Q1	$1K	Hold	90	–	–	﹤0.01%	6616
2016 Q4	$1K	Hold	90	–	–	﹤0.01%	6481
2016 Q3	$1K	Hold	90	–	–	﹤0.01%	6434
2016 Q2	$1K	Hold	90	–	–	﹤0.01%	6149
2016 Q1	$1K	Hold	90	–	–	﹤0.01%	6000
2015 Q4	$1K	Sell	90 -1,500	-94%	-$16.6K	﹤0.01%	5844
2015 Q3	$16K	Sell	1,590 -1,000	-39%	-$11.3K	﹤0.01%	5568
2015 Q2	$32K	Sell	2,590 -1,000	-28%	-$12.3K	﹤0.01%	5421
2015 Q1	$44K	Hold	3,590	–	–	﹤0.01%	5374
2014 Q4	$41K	Hold	3,590	–	–	﹤0.01%	5867
2014 Q3	$34K	Hold	3,590	–	–	﹤0.01%	6156
2014 Q2	$39K	Hold	3,590	–	–	﹤0.01%	6113
2014 Q1	$38K	Hold	3,590	–	–	﹤0.01%	6213
2013 Q4	$38K	Buy	3,590 +2,220	+162%	+$21.5K	﹤0.01%	6375
2013 Q3	$12K	Sell	1,370 -1,000	-42%	-$8.29K	﹤0.01%	6727
2013 Q2	$17K	Buy	+2,370	New	+$16.6K	﹤0.01%	6911

Other funds holding SAA

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

KWMG

King Wealth Management Group Naples, Florida $914M AUM 24.3% 1-Year Est. Return

BRC

Bell Rock Capital Rehoboth Beach, Delaware $81M AUM 9.85% 1-Year Est. Return

IFP Advisors Tampa, Florida $5.54B AUM 27.43% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CIBC Private Wealth Group Atlanta, Georgia $59.2B AUM 20.62% 1-Year Est. Return

Barclays's SAA Position: Q1 2018 in Review

Barclays sold out of ProShares Ulta SmallCap600 (SAA) in Q1 2018, closing a stake of 90 shares — an estimated $2K sold.

Barclays first reported a position in SAA in Q2 2013 and held it in 19 quarters. The position peaked at $44K in Q1 2015. 9 funds tracked by Wall St. Rank hold SAA as of Q1 2018.

Barclays reported no remaining ProShares Ulta SmallCap600 position as of Q1 2018 after selling out during the quarter.
Barclays sold 90 ProShares Ulta SmallCap600 shares in Q1 2018, an estimated $2K.
Barclays first reported a position in ProShares Ulta SmallCap600 in Q2 2013 and held it in 19 quarters.
Barclays's ProShares Ulta SmallCap600 position peaked at $44K in Q1 2015.
9 funds tracked by Wall St. Rank held ProShares Ulta SmallCap600 as of Q1 2018.

Based on Barclays's 13F filing for Q1 2018, filed 15 May 2018.