Mariner Independent Advisor Network’s ProShares Ulta SmallCap600 SAA Stock Holding History

Mariner Independent Advisor Network’s Portfolio SAA Stock Details SAA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-22,330	Closed	-$255K	–	148
2014 Q4	$255K	Sell	22,330 -6,570	-23%	-$68.7K	0.12%	137
2014 Q3	$279K	Sell	28,900 -600	-2%	-$6.25K	0.15%	95
2014 Q2	$327K	Buy	+29,500	New	+$304K	0.16%	85

Other funds holding SAA

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

EWA

Exencial Wealth Advisors Oklahoma City, Oklahoma $3.22B AUM 20.17% 1-Year Est. Return

RCAG

Rehmann Capital Advisory Group Lansing, Michigan $1.92B AUM 16.97% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

TWA

TCI Wealth Advisors Tucson, Arizona $2.31B AUM 26.52% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

WRM

Westport Resources Management Westport, Connecticut $138M AUM 14.6% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

Mariner Independent Advisor Network's SAA Position: Q1 2015 in Review

Mariner Independent Advisor Network sold out of ProShares Ulta SmallCap600 (SAA) in Q1 2015, closing a stake of 22,330 shares — an estimated $255K sold.

Mariner Independent Advisor Network first reported a position in SAA in Q2 2014 and held it in 3 quarters. The position peaked at $327K in Q2 2014. 12 funds tracked by Wall St. Rank hold SAA as of Q1 2015.

Mariner Independent Advisor Network reported no remaining ProShares Ulta SmallCap600 position as of Q1 2015 after selling out during the quarter.
Mariner Independent Advisor Network sold 22,330 ProShares Ulta SmallCap600 shares in Q1 2015, an estimated $255K.
Mariner Independent Advisor Network first reported a position in ProShares Ulta SmallCap600 in Q2 2014 and held it in 3 quarters.
Mariner Independent Advisor Network's ProShares Ulta SmallCap600 position peaked at $327K in Q2 2014.
12 funds tracked by Wall St. Rank held ProShares Ulta SmallCap600 as of Q1 2015.

Based on Mariner Independent Advisor Network's 13F filing for Q1 2015, filed 15 May 2015.