ProShares Ulta SmallCap600
6 hedge funds and large institutions have $2.33M invested in ProShares Ulta SmallCap600 in 2020 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 1 increasing their positions, 1 reducing their positions, and 1 closing their positions.
200% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 1
61% more capital invested
Capital invested by funds: $1.44M → $2.33M (+$884K)
50% more funds holding
Funds holding: 4 → 6 (+2)
0% more repeat investments, than reductions
Existing positions increased: 1 | Existing positions reduced: 1
1.96% less ownership
Funds ownership: 45.15% → 43.19% (-2%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TRCT
Tower Research Capital (TRC)
New York
|
+$81.5K |
| 2 |
SFS
Sowell Financial Services
North Little Rock,
Arkansas
|
+$68.4K |
| 3 |
GWM
Geneos Wealth Management
Englewood,
Colorado
|
+$870 |
| 4 |
Wells Fargo
San Francisco,
California
|
+$87 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
-$231K |
| 2 |
DI
Disciplined Investments
Tulsa,
Oklahoma
|
-$4K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
TRCT
1
Tower Research Capital (TRC)
New York
| $2.19M | +$81.5K | +4,685 | +5% |
|
|
SFS
2
Sowell Financial Services
North Little Rock,
Arkansas
| $85K | +$68.4K | +3,930 | New |
|
|
3
UBS Group
Zurich,
Switzerland
| $27K | -$231K | -13,280 | -91% |
|
4
Osaic Holdings
Scottsdale,
Arizona
| $27K | – | – | – |
|
|
GWM
5
Geneos Wealth Management
Englewood,
Colorado
| $1K | +$870 | +50 | New |
|
|
DI
6
Disciplined Investments
Tulsa,
Oklahoma
| – | -$4K | -285 | Closed |
|
|
7
Wells Fargo
San Francisco,
California
| – | +$87 | +5 | New |
|
SAA Hedge Fund Activity: Q4 2020 in Review
6 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in ProShares Ulta SmallCap600 (SAA) for Q4 2020, worth a combined $2.33M — up 61% from $1.44M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new SAA positions and 1 closed out — a net gain of 2 holders — while 1 added to existing stakes and 1 trimmed.
The largest buyer was Tower Research Capital (TRC), adding an estimated $81.5K. The largest seller was UBS Group, cutting an estimated $231K.
- 6 institutional investors held ProShares Ulta SmallCap600 (SAA) as of Q4 2020, up from 4 in Q3 2020.
- Funds reported $2.33M of ProShares Ulta SmallCap600 stock for Q4 2020, up 61% quarter-over-quarter.
- 3 funds opened new ProShares Ulta SmallCap600 positions in Q4 2020 and 1 closed out, a net change of +2 holders.
- The largest ProShares Ulta SmallCap600 buyer in Q4 2020 was Tower Research Capital (TRC), an estimated $81.5K added.
- The largest ProShares Ulta SmallCap600 seller in Q4 2020 was UBS Group, an estimated $231K sold.
Based on aggregated 13F filings for Q4 2020.