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DRW Securities’s ProShares Ulta SmallCap600 SAA Stock Holding History

DRW Securities’s Portfolio SAA Stock Details SAA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		– Sell
-383,500
Closed -$2.77M – 237
2013
Q2 		$2.77M Buy
+383,500
New +$2.68M 0.1% 41

Other funds holding SAA

Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
EWA
Exencial Wealth Advisors Oklahoma City, Oklahoma $3.22B AUM 20.17% 1-Year Est. Return
TH
Timber Hill Greenwich, Connecticut $15.4M AUM 30.7% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
RCAG
Rehmann Capital Advisory Group Lansing, Michigan $1.92B AUM 16.97% 1-Year Est. Return
WRM
Westport Resources Management Westport, Connecticut $138M AUM 14.6% 1-Year Est. Return
Barclays
Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return
Creative Planning
Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

DRW Securities's SAA Position: Q3 2013 in Review

DRW Securities sold out of ProShares Ulta SmallCap600 (SAA) in Q3 2013, closing a stake of 383,500 shares — an estimated $2.77M sold.

DRW Securities first reported a position in SAA in Q2 2013 and held it in 1 quarter. The position peaked at $2.77M in Q2 2013. 10 funds tracked by Wall St. Rank hold SAA as of Q3 2013.

  • DRW Securities reported no remaining ProShares Ulta SmallCap600 position as of Q3 2013 after selling out during the quarter.
  • DRW Securities sold 383,500 ProShares Ulta SmallCap600 shares in Q3 2013, an estimated $2.77M.
  • DRW Securities first reported a position in ProShares Ulta SmallCap600 in Q2 2013 and held it in 1 quarter.
  • DRW Securities's ProShares Ulta SmallCap600 position peaked at $2.77M in Q2 2013.
  • 10 funds tracked by Wall St. Rank held ProShares Ulta SmallCap600 as of Q3 2013.

Based on DRW Securities's 13F filing for Q3 2013, filed 15 Nov 2013.