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First Trust NASDAQ Clean Edge Green Energy Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AG
176
AmeriFlex Group
Nevada
$402 +$415 +12 New
SIS
177
Sound Income Strategies
Florida
$339 +$345 +10 New
NS
178
NBC Securities
Alabama
$98 -$104K -3,010 -100%
IWM
179
IMG Wealth Management
Florida
$34 +$35 +1 New
PCIA
180
Prime Capital Investment Advisors
Kansas
– -$2.69M -74,832 Closed
Focus Partners Wealth
181
Focus Partners Wealth
Massachusetts
– -$1.73M -42,574 Closed
LP
182
LMR Partners
United Kingdom
– -$1.01M -27,992 Closed
MIA
183
Milestone Investment Advisors
Wisconsin
– -$776K -21,610 Closed
HAIM
184
Hunter Associates Investment Management
Pennsylvania
– -$617K -17,113 Closed
CI
185
CPR Investments
Michigan
– -$547K -15,221 Closed
Rockefeller Capital Management
186
Rockefeller Capital Management
New York
– -$406K -11,297 Closed
BA
187
Bluesphere Advisors
Pennsylvania
– -$322K -8,957 Closed
LSIA
188
LaSalle St. Investment Advisors
Illinois
– -$314K -8,744 Closed
MIA
189
MMBG Investment Advisors
Florida
– -$309K -8,600 Closed
FPGK
190
Financial Partners Group (Kansas)
Kansas
– -$299K -8,316 Closed
MC
191
Moors & Cabot
Massachusetts
– -$291K -8,093 Closed
BRWA
192
B. Riley Wealth Advisors
Florida
– -$274K -7,858 Closed
PFS
193
Prospera Financial Services
Texas
– -$259K -7,194 Closed
IWM
194
IHT Wealth Management
Illinois
– -$243K -6,831 Closed
NEPWA
195
New England Private Wealth Advisors
Massachusetts
– -$243K -6,765 Closed
UAS
196
United Asset Strategies
New York
– -$233K -6,487 Closed
WS
197
Wedbush Securities
California
– -$228K -6,358 Closed
BEI
198
Benjamin Edwards Inc
Missouri
– -$221K -6,156 Closed
CCFM
199
Clear Creek Financial Management
Washington
– -$203K -5,660 Closed
LWL
200
Leo Wealth LLC
Texas
– -$201K -5,601 Closed