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First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN

Name Holding Trade Value Shares
Change 		Change in
Stake
AF
151
Advisornet Financial
Minnesota
$716 – – –
NMG
152
New Millennium Group
Utah
$86 -$868 -27 -90%
IWM
153
IMG Wealth Management
Florida
$29 – – –
AC
154
ASB Consultores
Florida
– -$636K -18,734 Closed
NL
155
NWAM LLC
Washington
– -$436K -12,840 Closed
Advisory Services Network
156
Advisory Services Network
Georgia
– -$332K -9,775 Closed
PPWM
157
Paragon Private Wealth Management
Kentucky
– -$294K -8,668 Closed
EFM
158
Eley Financial Management
Vermont
– -$270K -7,950 Closed
CVA
159
Central Valley Advisors
California
– -$266K -7,829 Closed
HBK Sorce Advisory
160
HBK Sorce Advisory
Pennsylvania
– -$265K -7,813 Closed
Avantax Advisory Services
161
Avantax Advisory Services
Texas
– -$251K -7,391 Closed
CNB
162
Camden National Bank
Maine
– -$233K -6,856 Closed
GLA
163
Good Life Advisors
Pennsylvania
– -$224K -6,612 Closed
Private Advisor Group
164
Private Advisor Group
New Jersey
– -$211K -6,213 Closed
LEA
165
Legacy Edge Advisors
New York
– -$207K -5,995 Closed
OFG
166
Oxford Financial Group
Indiana
– -$85.8K -2,529 Closed
CFGS
167
Concourse Financial Group Securities
Alabama
– -$77.1K -2,277 Closed
Avior Wealth Management
168
Avior Wealth Management
Nebraska
– -$51.9K -1,528 Closed
Kestra Investment Management
169
Kestra Investment Management
Texas
– -$28.1K -828 Closed
SAM
170
Synergy Asset Management
Washington
– -$25.5K -709 Closed
PTC
171
Private Trust Company
Ohio
– -$13.4K -396 Closed
RA
172
Ransom Advisory
Rhode Island
– -$10.2K -300 Closed
PP
173
PFS Partners
New Jersey
– -$6.79K -200 Closed
SIC
174
SJS Investment Consulting
Ohio
– -$6.79K -200 Closed
CAS
175
Coppell Advisory Solutions
Texas
– -$6.51K -189 Closed
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