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First Trust NASDAQ Clean Edge Green Energy Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIS
126
Strategic Investment Solutions
Illinois
$2.42K – – –
DFA
127
DHJJ Financial Advisors
Illinois
$2.32K – – –
Simplex Trading
128
Simplex Trading
Illinois
$2K +$922 +31 +53%
EAM
129
Eukles Asset Management
Ohio
$1.8K – – –
AA
130
Ancora Advisors
Ohio
$1.76K – – –
HC
131
Hurley Capital
New York
$1.67K – – –
SIS
132
Sound Income Strategies
Florida
$1.64K -$297 -10 -17%
CIAS
133
Capital Investment Advisory Services
North Carolina
$1.64K – – –
FDW
134
Fourth Dimension Wealth
Ohio
$1.64K – – –
WAS
135
Winch Advisory Services
Wisconsin
$1.53K – – –
NB
136
NBT Bank
New York
$1.14K – – –
Fifth Third Bancorp
137
Fifth Third Bancorp
Ohio
$1.14K +$1.04K +35 New
AFG
138
Albion Financial Group
Utah
$1.09K – – –
S
139
SignatureFD
Georgia
$1.01K – – –
TSMHT
140
Thurston Springer Miller Herd & Titak
Indiana
$915 – – –
JFA
141
JNBA Financial Advisors
Minnesota
$883 – – –
ACA
142
Aptus Capital Advisors
Alabama
$883 +$803 +27 New
AF
143
Advisornet Financial
Minnesota
$817 – – –
FFA
144
Founders Financial Alliance
North Carolina
$425 -$6.04K -203 -94%
DF
145
Dunhill Financial
United Kingdom
$261 -$3.81K -128 -94%
T
146
Transce3nd
Texas
$131 +$119 +4 New
IWM
147
IMG Wealth Management
Florida
$33 – – –
QC
148
Quadrature Capital
United Kingdom
– -$1.35M -47,013 Closed
SW
149
SVB Wealth
Massachusetts
– -$553K -19,324 Closed
LWM
150
Liberty Wealth Management
California
– -$273K -9,527 Closed