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First Trust NASDAQ Clean Edge Green Energy Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
51
Carson Wealth (CWM LLC)
Nebraska
$429K -$173K -5,014 -28%
OBWG
52
Onyx Bridge Wealth Group
New York
$429K -$24.9K -720 -5%
JP Morgan Chase
53
JP Morgan Chase
New York
$421K -$213K -6,167 -33%
SPIA
54
Steward Partners Investment Advisory
New York
$418K -$81K -2,343 -16%
Baird Financial Group
55
Baird Financial Group
Wisconsin
$405K -$110K -3,180 -21%
HI
56
Harbour Investments
Wisconsin
$381K -$24.8K -719 -6%
PVI
57
Pine Valley Investments
New Jersey
$345K -$50.1K -1,450 -12%
Wealth Enhancement Advisory Services
58
Wealth Enhancement Advisory Services
Minnesota
$340K +$347K +10,032 New
ASN
59
Advisory Services Network
Georgia
$332K -$73.4K -2,125 -18%
PCG
60
Prosperity Consulting Group
Maryland
$330K -$6.94K -201 -2%
Creative Planning
61
Creative Planning
Kansas
$319K -$88.5K -2,562 -21%
GKWIM
62
Gerber Kawasaki Wealth & Investment Management
California
$312K -$49.8K -1,440 -14%
PA
63
PFG Advisors
Arizona
$307K +$73.1K +2,117 +31%
LWM
64
Liberty Wealth Management
California
$305K +$9.92K +287 +3%
RWM
65
Raffa Wealth Management
District of Columbia
$303K +$309K +8,935 New
AP
66
Appleton Partners
Massachusetts
$295K -$2.18K -63 -0.7%
PPWM
67
Paragon Private Wealth Management
Kentucky
$294K -$28.5K -826 -9%
NI
68
Natural Investments
California
$294K +$300K +8,671 New
Janney Montgomery Scott
69
Janney Montgomery Scott
Pennsylvania
$292K -$51.3K -1,484 -15%
TSS
70
Two Sigma Securities
New York
$286K +$292K +8,443 New
EFM
71
Eley Financial Management
Vermont
$270K -$17.4K -504 -6%
CVA
72
Central Valley Advisors
California
$266K -$71.4K -2,068 -21%
HSA
73
HBK Sorce Advisory
Pennsylvania
$265K -$5.94K -172 -2%
AAS
74
Avantax Advisory Services
Texas
$251K -$64.2K -1,859 -20%
KeyBank National Association
75
KeyBank National Association
Ohio
$245K – – –