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First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN

Name Holding Trade Value Shares
Change 		Change in
Stake
Simplex Trading
301
Simplex Trading
Illinois
– -$903K -13,168 Closed
DWMG
302
DB Wealth Management Group
California
– -$630K -9,190 Closed
LWPC
303
Legacy Wealth Partners (California)
California
– -$591K -8,616 Closed
BCA
304
Biltmore Capital Advisors
New Jersey
– -$428K -6,244 Closed
PEAK6 Investments
305
PEAK6 Investments
Illinois
– -$422K -6,149 Closed
QC
306
QCM Cayman
Texas
– -$417K -6,083 Closed
SXL
307
Summit X LLC
Missouri
– -$375K -5,474 Closed
Y-Intercept (HK)
308
Y-Intercept (HK)
Hong Kong
– -$328K -4,980 Closed
MSFS
309
Main Street Financial Solutions
Pennsylvania
– -$312K -4,551 Closed
WMP
310
Wealth Management Partners
Arizona
– -$295K -4,460 Closed
MGO One Seven
311
MGO One Seven
Ohio
– -$280K -4,086 Closed
TI
312
Telemetry Investments
New York
– -$274K -4,000 Closed
SCA
313
Snowden Capital Advisors
New York
– -$256K -3,732 Closed
Wolverine Trading
314
Wolverine Trading
Illinois
– -$233K -3,659 Closed
SWM
315
SeaCrest Wealth Management
New York
– -$234K -3,405 Closed
Sowell Financial Services
316
Sowell Financial Services
Arkansas
– -$196K -3,326 Closed
LFF
317
Level Four Financial
Texas
– -$221K -3,221 Closed
EP
318
Eudaimonia Partners
Tennessee
– -$183K -2,665 Closed
DWP
319
Destiny Wealth Partners
Florida
– -$162K -2,363 Closed
RWB
320
RMR Wealth Builders
New Jersey
– -$103K -1,507 Closed
Valeo Financial Advisors
321
Valeo Financial Advisors
Indiana
– -$79K -1,146 Closed
AP
322
Advisors Preferred
Maryland
– -$77K -1,117 Closed
SWP
323
ShoreHaven Wealth Partners
New Jersey
– -$69K -1,000 Closed
TCWM
324
Total Clarity Wealth Management
Illinois
– -$39K -575 Closed
AWG
325
Altus Wealth Group
Colorado
– -$17K -284 Closed
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