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First Trust NASDAQ Clean Edge Green Energy Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WP
276
WealthShield Partners
North Carolina
$8K +$8.98K +117 New
William Blair & Company
277
William Blair & Company
Illinois
$7K – – –
EAM
278
Eukles Asset Management
Ohio
$4K – – –
IFAM
279
Institutional & Family Asset Management
Colorado
$4K +$4.45K +58 New
TCM
280
Tradewinds Capital Management
Washington
$1K – – –
Montag & Associates
281
Montag & Associates
Georgia
$1K +$1.15K +15 New
WIM
282
Westside Investment Management
California
$6 +$7.68K +100 New
PIM
283
Parker Investment Management
California
– -$25.6M -364,236 Closed
Simplicity Solutions
284
Simplicity Solutions
Minnesota
– -$5.75M -81,930 Closed
SAM
285
Synergy Asset Management
Washington
– -$5.08M -72,322 Closed
Renaissance Technologies
286
Renaissance Technologies
New York
– -$2.18M -31,100 Closed
PAG
287
Private Advisory Group
Washington
– -$2.09M -29,811 Closed
Flow Traders U.S.
288
Flow Traders U.S.
New York
– -$888K -12,639 Closed
BFA
289
Brendel Financial Advisors
New Hampshire
– -$792K -11,277 Closed
Colony Group
290
Colony Group
Massachusetts
– -$463K -6,590 Closed
Focus Financial Network
291
Focus Financial Network
Minnesota
– -$403K -5,744 Closed
Independent Financial Group
292
Independent Financial Group
California
– -$390K -5,558 Closed
Banco Bilbao Vizcaya Argentaria
293
Banco Bilbao Vizcaya Argentaria
Spain
– -$361K -5,150 Closed
Segall Bryant & Hamill
294
Segall Bryant & Hamill
Illinois
– -$351K -5,000 Closed
CCFM
295
Clear Creek Financial Management
Washington
– -$343K -4,896 Closed
FI
296
FormulaFolio Investments
Michigan
– -$289K -4,114 Closed
CreativeOne Wealth
297
CreativeOne Wealth
Kansas
– -$204K -2,904 Closed
EFSCE
298
Enterprise Financial Services Corp (EFSC)
Missouri
– -$124K -1,765 Closed
BSSFA
299
Baron Silver Stevens Financial Advisors
Florida
– -$53K -765 Closed
CAAS
300
Capital Asset Advisory Services
Michigan
– -$16K -225 Closed