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First Trust NASDAQ Clean Edge Green Energy Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PPWM
251
PFG Private Wealth Management
Florida
$13K – – –
Simplex Trading
252
Simplex Trading
Illinois
$12K +$13.3K +243 New
NL
253
NVWM LLC
Pennsylvania
$11K – – –
Bartlett & Co Wealth Management
254
Bartlett & Co Wealth Management
Ohio
$10.4K – – –
PP
255
PFS Partners
New Jersey
$10.4K – – –
Bartlett & Co
256
Bartlett & Co
Ohio
$10K – – –
Covington Capital Management
257
Covington Capital Management
California
$10K – – –
CFD
258
Creative Financial Designs
Indiana
$10K – – –
PFSC
259
Peoples Financial Services Corp
Pennsylvania
$10K – – –
TWM
260
Tradition Wealth Management
Minnesota
$10K – – –
WAS
261
Winch Advisory Services
Wisconsin
$10K – – –
RIM
262
Rockbridge Investment Management
New York
$9.4K – – –
Larson Financial Group
263
Larson Financial Group
Missouri
$9K – – –
SSB
264
Sandy Spring Bank
Maryland
$9K – – –
SWA
265
SOA Wealth Advisors
New York
$9K – – –
TFA
266
Toth Financial Advisory
Virginia
$9K – – –
Choate Investment Advisors
267
Choate Investment Advisors
Massachusetts
$8K – – –
C
268
Covestor
United Kingdom
$8K – – –
MCM
269
MV Capital Management
Maryland
$8K – – –
PTC
270
Private Trust Company
Ohio
$8K +$8.49K +155 New
Allworth Financial
271
Allworth Financial
California
$7K -$3.18K -58 -29%
COCM
272
Charter Oak Capital Management
New Hampshire
$7K – – –
PGAM
273
Princeton Global Asset Management
New Jersey
$6K -$8.22K -150 -56%
Arax Advisory Partners
274
Arax Advisory Partners
Colorado
$6K – – –
BBPWM
275
Blue Bell Private Wealth Management
Pennsylvania
$6K – – –