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PIMCO Corporate & Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AA
126
Addison Advisors
Vermont
$6K – – –
JPLA
127
Joseph P. Lucia & Associates
New York
$6K – – –
BWL
128
Bogart Wealth LLC
Virginia
$5K +$120 +6 +2%
TFA
129
Toth Financial Advisory
Virginia
$4K +$4.39K +220 New
VNA
130
Valley National Advisers
Pennsylvania
$3K – – –
SCA
131
Stonebridge Capital Advisors
Minnesota
$2K – – –
LTI
132
Laffer Tengler Investments
Tennessee
$1.1K +$1.2K +60 New
MSFP
133
Mark Sheptoff Financial Planning
Connecticut
$1K – – –
TRCT
134
Tower Research Capital (TRC)
New York
$1K +$918 +46 New
Northern Trust
135
Northern Trust
Illinois
– -$22K -112,998 Closed
FAIM
136
Financial Advocates Investment Management
Washington
– -$702K -35,502 Closed
GWM
137
GSB Wealth Management
Connecticut
– -$546K -27,570 Closed
Susquehanna International Group
138
Susquehanna International Group
Pennsylvania
– -$501K -25,332 Closed
TSS
139
Two Sigma Securities
New York
– -$204K -10,320 Closed
OIA
140
OneDigital Investment Advisors
Kansas
– -$200K -10,111 Closed
BWM
141
BT Wealth Management
Georgia
– -$198K -10,000 Closed
Citigroup
142
Citigroup
New York
– -$137K -6,903 Closed
NFSG
143
Newbridge Financial Services Group
Florida
– -$25K -1,261 Closed
PAM
144
Panagora Asset Management
Massachusetts
– -$3K -141 Closed
Fidelity Investments
145
Fidelity Investments
Massachusetts
– -$20 -1 -25%
TCWM
146
Total Clarity Wealth Management
Illinois
– +$259 +13 New