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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
RhumbLine Advisers
126
RhumbLine Advisers
Massachusetts
$223K +$214K +26,656 New
Janney Montgomery Scott
127
Janney Montgomery Scott
Pennsylvania
$222K -$7.74K -964 -4%
JP Morgan Chase
128
JP Morgan Chase
New York
$213K
B
129
BancorpSouth
Mississippi
$209K
RCM
130
Radcliffe Capital Management
Pennsylvania
$200K
SWP
131
Stratos Wealth Partners
Ohio
$191K +$4.84K +603 +3%
RCA
132
Rowland Carmichael Advisors
Arizona
$190K
SFS
133
Sowell Financial Services
Arkansas
$188K +$161K +20,000 New
NL
134
NWAM LLC
Washington
$185K +$28K +3,488 +19%
IAA
135
Independent Advisor Alliance
North Carolina
$178K +$166K +20,637 New
CIA
136
Capital Investment Advisors
Georgia
$173K -$12.8K -1,600 -7%
RJT
137
Raymond James Trust
Florida
$168K
WP
138
WealthSource Partners
California
$164K
Wolverine Trading
139
Wolverine Trading
Illinois
$162K -$142K -17,676 -48%
HighTower Advisors
140
HighTower Advisors
Illinois
$157K -$1.22M -152,098 -89%
LA
141
Lucus Advisors
New York
$156K -$238K -29,612 -61%
JWM
142
Janiczek Wealth Management
Colorado
$150K +$145K +18,000 New
AWA
143
Arete Wealth Advisors
Illinois
$145K -$28.1K -3,497 -17%
Sumitomo Mitsui Trust Group
144
Sumitomo Mitsui Trust Group
Japan
$143K +$15K +1,866 +12%
CIAS
145
Capital Investment Advisory Services
North Carolina
$141K +$136K +16,892 New
KeyBank National Association
146
KeyBank National Association
Ohio
$135K -$42.6K -5,300 -25%
BCAM
147
Boston Common Asset Management
Massachusetts
$135K +$130K +16,207 New
CIM
148
Contravisory Investment Management
Massachusetts
$131K +$126K +15,742 New
KCM
149
Kempner Capital Management
Texas
$130K
Prudential Financial
150
Prudential Financial
New Jersey
$129K -$24.9K -3,100 -17%