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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Allianz Asset Management
101
Allianz Asset Management
Germany
$407K +$442K +55,022 New
ANRIA
102
American National Registered Investment Advisor
Texas
$403K
ICOA
103
Investment Centers of America
North Dakota
$391K -$25.4K -3,158 -6%
IAS
104
IMA Advisory Services
Colorado
$389K -$15.5K -1,930 -4%
Goldman Sachs
105
Goldman Sachs
New York
$381K -$2.41M -299,694 -85%
HCM
106
Highlander Capital Management
New Jersey
$375K -$16.1K -2,000 -4%
MNBTD
107
Moody National Bank Trust Division
Texas
$351K
GAM
108
Gotham Asset Management
New York
$342K +$118K +14,729 +47%
DC
109
Davenport & Co
Virginia
$327K -$27.5K -3,428 -7%
MFS
110
MSI Financial Services
Massachusetts
$313K +$69K +8,584 +25%
Walleye Trading
111
Walleye Trading
New York
$313K +$341K +42,404 New
M&T Bank
112
M&T Bank
New York
$302K -$10.5K -1,305 -3%
CA
113
Cetera Advisors
Colorado
$297K -$22.5K -2,807 -6%
AL
114
Airain Ltd
Guernsey
$295K -$212K -26,388 -40%
Bank of New York Mellon
115
Bank of New York Mellon
New York
$289K -$120K -15,000 -28%
DADC
116
D.A. Davidson & Co
Montana
$271K -$15K -1,872 -5%
Jane Street
117
Jane Street
New York
$267K +$291K +36,268 New
FAAS
118
First Allied Advisory Services
California
$261K -$11K -1,368 -4%
CIA
119
Capital Investment Advisors
Georgia
$255K -$17.7K -2,200 -6%
DC
120
Deere & Company
Illinois
$243K +$96.9K +12,065 +58%
AI
121
Atria Investments
North Carolina
$240K -$8.06K -1,003 -3%
PAG
122
Private Advisor Group
New Jersey
$240K +$124K +15,399 +90%
WEC
123
Winslow Evans & Crocker
Massachusetts
$240K -$211K -26,296 -45%
ACP
124
Aviance Capital Partners
Florida
$237K -$56.4K -7,025 -18%
CIC
125
Chilton Investment Company
Connecticut
$232K