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PHD

Pioneer Floating Rate Fund
PHD

Delisted

PHD was delisted on the 10th of October, 2025.

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48 hedge funds and large institutions have $96.6M invested in Pioneer Floating Rate Fund in 2017 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 17 increasing their positions, 17 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 17

4% less capital invested

Capital invested by funds: $100M → $96.6M (-$3.63M)

2.14% less ownership

Funds ownership: 34.12% → 31.98% (-2.1%)

13% less funds holding

Funds holding: 55 → 48 (-7)

56% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 9

Holders
48
Holders Change
-7
Holders Change %
-12.73%
% of All Funds
1.19%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
4
Increased
17
Reduced
17
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
Invesco
Georgia
+$6.39M
2
GC
Guggenheim Capital
Illinois
+$1.46M
3
WIA
Westbourne Investment Advisors
Maryland
+$693K
4
GI
Gradient Investments
Minnesota
+$388K
5
CS
Comerica Securities
Michigan
+$309K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$1.85M
2
RVPG
Relative Value Partners Group
-$1.8M
3
RCM
Rivernorth Capital Management
Florida
-$1.71M
4
FIMG
Financial & Investment Management Group
Michigan
-$1.64M
5
RTS
Round Table Services
New Jersey
-$1.52M
Name Holding Trade Value Shares
Change 		Change in
Stake
NPC
26
National Planning Corporation
California
$421K -$13.4K -1,100 -3%
HK
27
Horizon Kinetics
New York
$322K -$2.44K -200 -0.8%
WOC
28
West Oak Capital
California
$315K +$302K +24,800 +2,480%
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$242K +$73 +6 +0%
WS
30
Wedbush Securities
California
$192K +$6.09K +500 +3%
UBS Group
31
UBS Group
Switzerland
$164K -$9.8K -805 -6%
RJA
32
Raymond James & Associates
Florida
$162K +$2.06K +169 +1%
GWM
33
Greenwich Wealth Management
Connecticut
$151K -$731 -60 -0.5%
CCP
34
Corient Capital Partners
California
$149K +$19.9K +1,632 +15%
SWP
35
Stratos Wealth Partners
Ohio
$136K – – –
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$99K – – –
AG
37
Advisor Group
Arizona
$87K -$1.22K -100 -1%
Fifth Third Bancorp
38
Fifth Third Bancorp
Ohio
$72K – – –
IA
39
IFP Advisors
Florida
$64K – – –
GWM
40
Geneos Wealth Management
Colorado
$60K – – –
AIM
41
Acrospire Investment Management
Illinois
$29K +$28.8K +2,364 New
Manulife (Manufacturers Life Insurance)
42
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$29K +$28.8K +2,367 New
Bank of Montreal
43
Bank of Montreal
Ontario, Canada
$24K – – –
WAM
44
Watermark Asset Management
California
$17K +$16.9K +1,390 New
Creative Planning
45
Creative Planning
Kansas
$8K +$49 +4 +0.6%
Envestnet Asset Management
46
Envestnet Asset Management
Illinois
$5K – – –
PCM
47
Penserra Capital Management
California
$4K -$378 -31 -8%
USGIU
48
U.S. Global Investors (USGI)
Texas
$99 +$1.01K +83 +1%
RCM
49
Rivernorth Capital Management
Florida
– -$1.71M -144,118 Closed
FIMG
50
Financial & Investment Management Group
Michigan
– -$1.64M -138,507 Closed
1
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PHD Hedge Fund Activity: Q1 2017 in Review

48 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Pioneer Floating Rate Fund (PHD) for Q1 2017, worth a combined $96.6M — down 3.6% from $100M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of PHD and 4 opened new positions — a net loss of 5 holders — while 17 trimmed existing stakes and 17 added.

The largest buyer was Invesco, adding an estimated $6.39M. The largest seller was Morgan Stanley, cutting an estimated $1.85M.

  • 48 institutional investors held Pioneer Floating Rate Fund (PHD) as of Q1 2017, down from 55 in Q4 2016.
  • Funds reported $96.6M of Pioneer Floating Rate Fund stock for Q1 2017, down 3.6% quarter-over-quarter.
  • 4 funds opened new Pioneer Floating Rate Fund positions in Q1 2017 and 9 closed out, a net change of -5 holders.
  • The largest Pioneer Floating Rate Fund buyer in Q1 2017 was Invesco, an estimated $6.39M added.
  • The largest Pioneer Floating Rate Fund seller in Q1 2017 was Morgan Stanley, an estimated $1.85M sold.

Based on aggregated 13F filings for Q1 2017.