U.S. Global Investors (USGI)’s Pioneer Floating Rate Fund PHD Stock Holding History

U.S. Global Investors (USGI)’s Portfolio PHD Stock Details PHD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-8,083	Closed	-$97K	–	157
2017 Q3	$97K	Hold	8,083	–	–	0.03%	141
2017 Q2	$97K	Hold	8,083	–	–	0.03%	134
2017 Q1	$99	Buy	8,083 +83	+1%	+$1.01K	﹤0.01%	137
2016 Q4	$95K	Hold	8,000	–	–	0.04%	131
2016 Q3	$94K	Hold	8,000	–	–	0.04%	137
2016 Q2	$92K	Hold	8,000	–	–	0.05%	130
2016 Q1	$90K	Sell	8,000 -79,701	-91%	-$844K	0.05%	138
2015 Q4	$88K	Buy	87,701 +79,701	+996%	+$867K	0.05%	193
2015 Q3	$91K	Hold	8,000	–	–	0.05%	203
2015 Q2	$91K	Hold	8,000	–	–	0.03%	237
2015 Q1	$93K	Hold	8,000	–	–	0.03%	267
2014 Q4	$91K	Hold	8,000	–	–	0.02%	251
2014 Q3	$94K	Buy	+8,000	New	+$97.6K	0.03%	225
2014 Q2	–	Sell	-8,000	Closed	-$103K	–	351
2014 Q1	$103K	Hold	8,000	–	–	0.02%	280
2013 Q4	$101K	Hold	8,000	–	–	0.02%	289
2013 Q3	$100K	Hold	8,000	–	–	0.02%	288
2013 Q2	$105K	Buy	+8,000	New	+$110K	0.02%	287

Other funds holding PHD

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

ISSM

Invesco Senior Secured Management New York $40.9M AUM 3.88% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

CFA

Camarda Financial Advisors Fleming Island, Florida $190M AUM 48.71% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

U.S. Global Investors (USGI)'s PHD Position: Q4 2017 in Review

U.S. Global Investors (USGI) sold out of Pioneer Floating Rate Fund (PHD) in Q4 2017, closing a stake of 8,083 shares — an estimated $97K sold.

U.S. Global Investors (USGI) first reported a position in PHD in Q2 2013 and held it in 17 quarters. The position peaked at $105K in Q2 2013. 54 funds tracked by Wall St. Rank hold PHD as of Q4 2017.

U.S. Global Investors (USGI) reported no remaining Pioneer Floating Rate Fund position as of Q4 2017 after selling out during the quarter.
U.S. Global Investors (USGI) sold 8,083 Pioneer Floating Rate Fund shares in Q4 2017, an estimated $97K.
U.S. Global Investors (USGI) first reported a position in Pioneer Floating Rate Fund in Q2 2013 and held it in 17 quarters.
U.S. Global Investors (USGI)'s Pioneer Floating Rate Fund position peaked at $105K in Q2 2013.
54 funds tracked by Wall St. Rank held Pioneer Floating Rate Fund as of Q4 2017.

Based on U.S. Global Investors (USGI)'s 13F filing for Q4 2017, filed 13 Feb 2018.