RJA
PHD

Raymond James & Associates’s Pioneer Floating Rate Fund PHD Stock Holding History

Raymond James & Associates’s Portfolio PHD Stock Details PHD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q4 		– Sell
-35,970
Closed -$363K – 3853
2020
Q3 		$363K Sell
35,970
-9,059
-20% -$89.7K ﹤0.01% 2833
2020
Q2 		$428K Sell
45,029
-6,661
-13% -$58.6K ﹤0.01% 2698
2020
Q1 		$395K Buy
51,690
+12,665
+32% +$129K ﹤0.01% 2581
2019
Q4 		$428K Sell
39,025
-850
-2% -$8.98K ﹤0.01% 2839
2019
Q3 		$420K Sell
39,875
-3,086
-7% -$32.4K ﹤0.01% 2775
2019
Q2 		$459K Sell
42,961
-1,920
-4% -$20.3K ﹤0.01% 2742
2019
Q1 		$467K Sell
44,881
-1,781
-4% -$18.5K ﹤0.01% 2703
2018
Q4 		$459K Sell
46,662
-2,085
-4% -$21.8K ﹤0.01% 2600
2018
Q3 		$538K Buy
48,747
+3,283
+7% +$36.3K ﹤0.01% 2660
2018
Q2 		$508K Buy
45,464
+18,545
+69% +$213K ﹤0.01% 2673
2018
Q1 		$314K Buy
26,919
+8,701
+48% +$100K ﹤0.01% 2850
2017
Q4 		$209K Buy
18,218
+4,909
+37% +$57.5K ﹤0.01% 3036
2017
Q3 		$159K Sell
13,309
-2,507
-16% -$29.7K ﹤0.01% 3110
2017
Q2 		$188K Buy
15,816
+2,554
+19% +$30.9K ﹤0.01% 3000
2017
Q1 		$162K Buy
13,262
+169
+1% +$2.06K ﹤0.01% 2981
2016
Q4 		$155K Buy
+13,093
New +$154K ﹤0.01% 2951
2014
Q3 		– Sell
-31,716
Closed -$395K – 2216
2014
Q2 		$395K Buy
31,716
+7,474
+31% +$92.3K ﹤0.01% 1946
2014
Q1 		$306K Buy
24,242
+3,377
+16% +$43.4K ﹤0.01% 1950
2013
Q4 		$265K Buy
+20,865
New +$260K ﹤0.01% 1882
2013
Q3 		– Sell
-15,371
Closed -$204K – 1961
2013
Q2 		$204K Buy
+15,371
New +$211K ﹤0.01% 1844

Other funds holding PHD

SCM
Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return
ISSM
Invesco Senior Secured Management New York $40.9M AUM 3.88% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
CCFM
Clear Creek Financial Management Silverdale, Washington $1.56B AUM 31.02% 1-Year Est. Return
FHA
Flagship Harbor Advisors Boston, Massachusetts $2.61B AUM 23.21% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return
TFS
TrustCore Financial Services Brentwood, Tennessee $1.14B AUM 13.32% 1-Year Est. Return
Nomura Holdings
Nomura Holdings Tokyo, Japan $85.4B AUM 91.09% 1-Year Est. Return

Raymond James & Associates's PHD Position: Q4 2020 in Review

Raymond James & Associates sold out of Pioneer Floating Rate Fund (PHD) in Q4 2020, closing a stake of 35,970 shares — an estimated $363K sold.

Raymond James & Associates first reported a position in PHD in Q2 2013 and held it in 20 quarters. The position peaked at $538K in Q3 2018. 51 funds tracked by Wall St. Rank hold PHD as of Q4 2020.

  • Raymond James & Associates reported no remaining Pioneer Floating Rate Fund position as of Q4 2020 after selling out during the quarter.
  • Raymond James & Associates sold 35,970 Pioneer Floating Rate Fund shares in Q4 2020, an estimated $363K.
  • Raymond James & Associates first reported a position in Pioneer Floating Rate Fund in Q2 2013 and held it in 20 quarters.
  • Raymond James & Associates's Pioneer Floating Rate Fund position peaked at $538K in Q3 2018.
  • 51 funds tracked by Wall St. Rank held Pioneer Floating Rate Fund as of Q4 2020.

Based on Raymond James & Associates's 13F filing for Q4 2020, filed 12 Feb 2021.