HK
PHD

Horizon Kinetics’s Pioneer Floating Rate Fund PHD Stock Holding History

Horizon Kinetics’s Portfolio PHD Stock Details PHD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-10,732
Closed -$118K – 493
2018
Q3 		$118K Sell
10,732
-896
-8% -$9.91K ﹤0.01% 486
2018
Q2 		$130K Hold
11,628
– – ﹤0.01% 485
2018
Q1 		$135K Sell
11,628
-150
-1% -$1.73K ﹤0.01% 482
2017
Q4 		$135K Hold
11,778
– – ﹤0.01% 484
2017
Q3 		$141K Sell
11,778
-14,260
-55% -$169K ﹤0.01% 481
2017
Q2 		$310K Sell
26,038
-350
-1% -$4.23K 0.01% 439
2017
Q1 		$322K Sell
26,388
-200
-0.8% -$2.44K 0.01% 432
2016
Q4 		$316K Sell
26,588
-1,160
-4% -$13.6K 0.01% 433
2016
Q3 		$327K Sell
27,748
-20,700
-43% -$237K 0.01% 443
2016
Q2 		$546K Sell
48,448
-3,700
-7% -$41.3K 0.01% 292
2016
Q1 		$584K Sell
52,148
-3,081
-6% -$32.6K 0.01% 281
2015
Q4 		$599K Sell
55,229
-18,673
-25% -$203K 0.01% 321
2015
Q3 		$837K Sell
73,902
-29,322
-28% -$335K 0.02% 217
2015
Q2 		$1.18M Sell
103,224
-1,756
-2% -$20.4K 0.02% 205
2015
Q1 		$1.22M Sell
104,980
-9,529
-8% -$109K 0.02% 204
2014
Q4 		$1.3M Sell
114,509
-9,388
-8% -$107K 0.02% 207
2014
Q3 		$1.46M Sell
123,897
-1,857
-1% -$22.7K 0.02% 194
2014
Q2 		$1.57M Sell
125,754
-1,750
-1% -$21.6K 0.02% 190
2014
Q1 		$1.61M Buy
127,504
+313
+0.2% +$4.02K 0.02% 185
2013
Q4 		$1.62M Buy
127,191
+1,157
+0.9% +$14.4K 0.02% 183
2013
Q3 		$1.58M Buy
126,034
+6,486
+5% +$83.5K 0.02% 179
2013
Q2 		$1.58M Buy
+119,548
New +$1.64M 0.02% 184

Other funds holding PHD

RVPG
Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return
ISSM
Invesco Senior Secured Management New York $40.9M AUM 3.88% 1-Year Est. Return
Baillie Gifford & Co
Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
FIMG
Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Horizon Kinetics's PHD Position: Q4 2018 in Review

Horizon Kinetics sold out of Pioneer Floating Rate Fund (PHD) in Q4 2018, closing a stake of 10,732 shares — an estimated $118K sold.

Horizon Kinetics first reported a position in PHD in Q2 2013 and held it in 22 quarters. The position peaked at $1.62M in Q4 2013. 60 funds tracked by Wall St. Rank hold PHD as of Q4 2018.

  • Horizon Kinetics reported no remaining Pioneer Floating Rate Fund position as of Q4 2018 after selling out during the quarter.
  • Horizon Kinetics sold 10,732 Pioneer Floating Rate Fund shares in Q4 2018, an estimated $118K.
  • Horizon Kinetics first reported a position in Pioneer Floating Rate Fund in Q2 2013 and held it in 22 quarters.
  • Horizon Kinetics's Pioneer Floating Rate Fund position peaked at $1.62M in Q4 2013.
  • 60 funds tracked by Wall St. Rank held Pioneer Floating Rate Fund as of Q4 2018.

Based on Horizon Kinetics's 13F filing for Q4 2018, filed 14 Feb 2019.