Bank of Montreal’s Pioneer Floating Rate Fund PHD Stock Holding History

Bank of Montreal’s Portfolio PHD Stock Details PHD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-2,000	Closed	-$21K	–	4933
2019 Q2	$21K	Hold	2,000	–	–	﹤0.01%	4154
2019 Q1	$21K	Hold	2,000	–	–	﹤0.01%	3661
2018 Q4	$20K	Sell	2,000 -14,026	-88%	-$147K	﹤0.01%	3650
2018 Q3	$177K	Sell	16,026 -8,726	-35%	-$96.5K	﹤0.01%	2820
2018 Q2	$276K	Sell	24,752 -1,015	-4%	-$11.6K	﹤0.01%	2621
2018 Q1	$300K	Sell	25,767 -712	-3%	-$8.19K	﹤0.01%	2438
2017 Q4	$304K	Sell	26,479 -75	-0.3%	-$879	﹤0.01%	2506
2017 Q3	$318K	Buy	26,554 +24,554	+1,228%	+$291K	﹤0.01%	2471
2017 Q2	$24K	Hold	2,000	–	–	﹤0.01%	3465
2017 Q1	$24K	Hold	2,000	–	–	﹤0.01%	3312
2016 Q4	$24K	Hold	2,000	–	–	﹤0.01%	3343
2016 Q3	$24K	Hold	2,000	–	–	﹤0.01%	3288
2016 Q2	$23K	Sell	2,000 -1,500	-43%	-$16.8K	﹤0.01%	3332
2016 Q1	$39K	Buy	3,500 +825	+31%	+$8.73K	﹤0.01%	3152
2015 Q4	$29K	Buy	2,675 +675	+34%	+$7.34K	﹤0.01%	3257
2015 Q3	$23K	Hold	2,000	–	–	﹤0.01%	3205
2015 Q2	$23K	Hold	2,000	–	–	﹤0.01%	3261
2015 Q1	$23K	Hold	2,000	–	–	﹤0.01%	3222
2014 Q4	$23K	Hold	2,000	–	–	﹤0.01%	3321
2014 Q3	$24K	Hold	2,000	–	–	﹤0.01%	3406
2014 Q2	$25K	Hold	2,000	–	–	﹤0.01%	3490
2014 Q1	$25K	Hold	2,000	–	–	﹤0.01%	3409
2013 Q4	$25K	Hold	2,000	–	–	﹤0.01%	3154
2013 Q3	$25K	Hold	2,000	–	–	﹤0.01%	3134
2013 Q2	$26K	Buy	+2,000	New	+$27.5K	﹤0.01%	2980

Other funds holding PHD

SCM

Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

ISSM

Invesco Senior Secured Management New York $40.9M AUM 3.88% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $7.59B AUM 23.38% 1-Year Est. Return

Baillie Gifford & Co Edinburgh, United Kingdom $110B AUM 4.8% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

LSPW

Lake Street Private Wealth Chicago, Illinois $874M AUM 26.46% 1-Year Est. Return

Bank of Montreal's PHD Position: Q3 2019 in Review

Bank of Montreal sold out of Pioneer Floating Rate Fund (PHD) in Q3 2019, closing a stake of 2,000 shares — an estimated $21K sold.

Bank of Montreal first reported a position in PHD in Q2 2013 and held it in 25 quarters. The position peaked at $318K in Q3 2017. 56 funds tracked by Wall St. Rank hold PHD as of Q3 2019.

Bank of Montreal reported no remaining Pioneer Floating Rate Fund position as of Q3 2019 after selling out during the quarter.
Bank of Montreal sold 2,000 Pioneer Floating Rate Fund shares in Q3 2019, an estimated $21K.
Bank of Montreal first reported a position in Pioneer Floating Rate Fund in Q2 2013 and held it in 25 quarters.
Bank of Montreal's Pioneer Floating Rate Fund position peaked at $318K in Q3 2017.
56 funds tracked by Wall St. Rank held Pioneer Floating Rate Fund as of Q3 2019.

Based on Bank of Montreal's 13F filing for Q3 2019, filed 8 Nov 2019.